by William Smith
Deliberative democracy has arguably become the dominant—perhaps even hegemonic—paradigm within contemporary democratic theory. The family of views associated with it converge on the core idea that democratic decisions should be the outcome of an inclusive and respectful process of public discussion among equals. The paradigm has evolved considerably over the previous decades, with an initial emphasis on the philosophical contours of public reason gradually morphing into a more empirical analysis of democratic deliberation within a range of institutional and non-institutional settings.
The ideological assumptions underlying deliberative democracy have surprisingly not received much attention, either within the field of ideology studies or political theory. It is a mistake to approach deliberative democracy as an ideology in its own right, but the normative aspirations and empirical assumptions of its orthodox iterations are clearly informed by liberalism and social democracy. It takes from liberalism the idea of citizens as autonomous agents that are capable of engaging in a mutual exchange of reasons with their peers. It takes from social democracy a progressive aspiration to refashion, though ultimately not abolish, the institutional architecture of an ailing representative system.
This ideological fusion can be seen, at least in part, as a reaction to the rise of new social movements and the resurgence of interest in civil society that accompanied the end of the Cold War. The deliberative paradigm emerged as an attempt on the part of thinkers such as Joshua Cohen, James Bohman, Seyla Benhabib, and—most influentially—Jürgen Habermas to steer liberalism in a more radical democratic direction, while insisting that emancipatory political projects must commit to the system of rights that underpin liberal constitutional orders.
The relative lack of attention to the ideological moorings of deliberative democracy is unfortunate for at least two reasons. First, it diminishes our understanding of the rivalry between the deliberative approach and alternative theories of democracy. It is, for instance, difficult to fully grasp what is at stake in the debates between deliberative democrats and their agonistic, participatory or realist interlocutors without appreciating their underlying ideological differences. Deliberative opposition to a resurgent conservatism and the far right should also be understood as a manifestation of its ideological commitments, rather than a mere expression of technocratic distaste for anti-rationalist populism.
Second, it clouds our view of the extent to which deliberative democracy is itself a site of ideological contestation. This is, at least in part, an upshot of internal tensions. The liberal influence on deliberative democracy heightens its concern for preserving order in the face of disagreement and conflict, such that achieving an accommodation between opposing societal perspectives is thought to take priority over the achievement of substantive political reforms. The more overtly leftist and emancipatory social-democratic influence is a countervailing force, which motivates criticism of the status quo and support for political change notwithstanding the risk that this may exacerbate political divisions.
There is, though, another process of ideological contestation at work. This process is revealed when we turn our gaze away from, as it were, the ‘centre’ of the deliberative paradigm, toward developments at its ‘periphery’.
There have, in recent years, been numerous attempts to implement recognisably deliberative practices within settings that are radically different to liberal democratic regimes. The most striking, in many respects, are the experiments with deliberative mechanisms in regions of the People’s Republic of China (PRC). Officials have periodically experimented with custom-made deliberative forums, as well as importing mini-public designs pioneered elsewhere. The ideological underpinnings of these developments are difficult to map, though the influence of the prevailing doctrines of the Chinese Communist Party (CCP) and ideas that can be associated with certain interpretations of Confucianism are evident. Baogang He and Mark Warren draw a connection between the use of deliberative forums in the PRC and a practice of consultation and elite discussion that has ‘deep roots within Chinese political culture’. They describe these experiments as instances of ‘authoritarian deliberation’, which is in turn presented as the core feature of a ‘deliberative authoritarianism’ that might serve as a potential pathway for political reform in the PRC.
The radical protest movements of the twentieth and early-twenty-first centuries have also emerged as unexpected but notable sites of deliberation. The democratic practices of these movements have evolved through an iterated process of experimentation, spanning, among others, the women’s liberation movement, the New Hampshire Clamshell Alliance, the Abalone Alliance, ACT UP, Earth First!, the global justice movement, and the transnational wave of ‘Occupy’ movements. These movements are ideologically heterogenous, but anarchism is a particularly prominent influence on their politics, cultures, and internal practices. I contend that we can analyse these practices as a kind of ‘anarchist deliberation’, which corresponds to the emergence of ‘deliberative anarchism’ as a process of political mobilisation among decentred and autonomous movements.
There may be some reticence in referring to ‘deliberation’ in these authoritarian and activist contexts, rather than similar but distinct concepts like ‘consultation’ or ‘participation’. The concept is nonetheless salient, as the practices under consideration are constituted by the adoption of a ‘deliberative stance’ on the part of participants. This stance, as defined by David Owen and Graham Smith, requires agents to enter ‘a relation to others as equals engaged in mutual exchange of reasons oriented as if to reaching a shared practical judgement’. The adoption of deliberative practices in various institutional or cultural settings is shaped, at least in part, through the various ways in which this core deliberative norm can be refracted through contrasting ideological prisms. In authoritarian deliberation, for instance, the egalitarian logic of deliberation is strictly limited to the internal relations of forum participants, against a systemic backdrop characterised by highly inegalitarian concentrations of power.
Anarchist deliberation, by contrast, is an intersubjective practice among activists that is shaped by the core ideological values of anti-hierarchy, prefiguration, and freedom. These values underpin a communicative process that is premised upon horizontal relations among participants recognised as equals, within autonomous spaces that emerge more-or-less spontaneously in the course of political mobilisation or mutual aid. These dialogic and expressive processes are instantiated within the networked organisational forms that have become synonymous with anarchist-influenced movements. Consensus decision-making is adopted within affinity group and spokes-councils as a means of both reaching decisions in the absence of hierarchy and prefiguring alternatives to the majoritarian procedures favored by parliamentary bodies. The consensus process is favoured because it is thought to amplify the voice of participants in various ways, allowing for the inclusion of diverse forms of expression against the backdrop of supportive activist cultures and shared political traditions.
The deliberative process performs important functional roles in political environments where alternative coordination mechanisms are prohibited by ideological commitments. Authoritarian deliberation, for example, facilitates the expression and transmission of public opinion to elites in circumstances where open debate and multi-party elections are not permitted. Anarchist deliberation, by contrast, enables heterogenous protest movements to arrive at collective decisions about goals and tactics in the avowed absence of centralised or top-down power structures. The General Assembly (GA) in Occupy Wall Street (OWS), for instance, at least initially performed the functional role of allowing participants to clarify shared values, agree on processes, decide upon actions and discuss whether the movement should adopt ‘demands’. The debates that occurred in the GA evolved into something of existential import for the movement, in that it was in and through the substance and symbolism of these large scale procedures that OWS forged a collective identity.
The ideological underpinnings of deliberative practices inform their character and complexion, as well as attempts to ensure their operational integrity. Authoritarian deliberation, as the name suggests, is characterised by extensive control of issues and agendas by political elites, albeit with scope for citizen participation in selecting from a range of predetermined policy options. Anarchist deliberation, as one would expect, is characterised by extensive participant control over agendas and debates, though there are a range of informal cultural norms that aim to ensure the fairness and transparency of the process. These norms are typically seen as more flexible and organic than the more formal rules that lend structure to deliberation within mini-publics in authoritarian or democratic contexts.
A recurring and much-discussed problem is nonetheless the emergence of informal networks of power and influence among activists, which tends to prompt much soul searching about whether more formalised rules or procedures should be adopted. David Graeber documents a particularly fraught meeting of Direct Action Network activists, where deep ideological divisions emerged over an apparently innocuous proposal to tackle gender inequalities in their ranks through the use of a ‘vibes watcher’ or ‘third facilitator’. These debates, he argues, may seem incomprehensible to outsiders, but are a matter of great significance to activists intent upon taming the corrosive influence of power while preserving the ideological integrity and ties of solidarity that underpin their political association.
The deliberative practices that emerge in authoritarian regimes and activist enclaves are treated as curiosities by deliberative democrats, but not as matters of primary concern. This is, for the most part, because neither authoritarian deliberation nor anarchist deliberation exhibits any sort of connection to democracy as it is understood within mainstream deliberative theorising.
The extent to which ideas and practices associated with deliberative democracy can be adapted within authoritarian regimes and radical activist networks nonetheless demonstrates the ideological fluidity of the broader paradigm. It is, in fact, possible to place the deliberative views discussed here on an informal spectrum. Each view affirms deliberation as an optimum means of generating collective opinions or arriving at collective decisions, though each takes its bearings from contrasting assumptions:
This spectrum captures the contrasting ideological influences shaping deliberative practices across diverse political and cultural contexts, enabling us to tease out interesting similarities and differences. Deliberative authoritarianism and deliberative democracy, for instance, converge in treating deliberation as a discursive practice that should exert a positive influence on state institutions at local or national levels, albeit with diametrically opposed visions of how state power should be constituted. Deliberative anarchism, by contrast, tends to resist any association with authoritarian or liberal democratic institutions, adopting an antagonistic and insurrectionary orientation toward state and non-state sources of hierarchy.
There are, to be sure, profound challenges confronting each of these perspectives, such that there must be at least some doubt about their future prospects. Deliberative authoritarianism, for instance, appears to be far less viable as a developmental pathway for the PRC in light of the recent tightening of political controls under the premiership of Xi Jinping. Deliberative democracy retains considerable hold over the imaginations of democratic theorists, but it is not clear whether and how it can shape democratic practices in an era of post-truth politics and increasing polarisation. Deliberative anarchism, for its part, may suffer from an ongoing fall-out from the various movements of the squares, which has seen intensifying criticism of a perceived tendency among radical activists to fetishise process over outcomes.
There are, notwithstanding these challenges, at least two lessons that we can take from setting out this informal spectrum of deliberative positions. First, it illustrates the reach and appeal of deliberation across contrasting political traditions. In other words, the basic idea of deliberation as a means of including persons in a common enterprise, pooling their experiences and perspectives, and arriving at collective views or decisions appears to cohere surprisingly well with a broad range of political ideologies and frameworks. This should temper superficial critiques of deliberation that casually dismiss it as a creature of liberal political morality.
Second—and I think more significantly—it reveals the contingency and contestability of the ideological basis of deliberative democracy in progressivist liberalism and social democracy. Deliberative authoritarianism and deliberative anarchism may not, in the end, pose an enduring challenge to mainstream interpretations of deliberative democracy, but their emergence nonetheless demonstrates that alternative iterations of its core ideas are possible. This should again give pause to those who are too quick to criticise the paradigm as inherently wedded to a broadly reformist or even quietist outlook. It should also, conversely, guard against political complacency on the part of its adherents, standing as a permanent reminder that tethering the idea of public deliberation to the political and institutional horizons of the present is neither necessary nor—perhaps—desirable.
 A. Bächtiger, J. S. Dryzek, J. Mansbridge, and M. Warren (Eds), The Oxford Handbook of Deliberative Democracy, (Oxford: Oxford University Press, 2018).
 M. Freeden, The Political Theory of Political Thinking: The Anatomy of a Practice, (Oxford: Oxford University Press, 2013), pp. 219-222.
 M. A. Neblo, Deliberative Democracy Between Theory and Practice, (Cambridge: Cambridge University Press, 2015), p. 36.
 J. Habermas, Between Facts and Norms: Contributions to a Discourse Theory of Law and Democracy, trans. W. Rehg, (Cambridge: Polity, 1996).
 W. Smith, ‘Deliberation Without Democracy? Reflections, on Habermas, Mini-Publics and China’, in T. Bailey (Ed.), Deprovincializing Habermas: Global Perspectives (New Delhi: Routledge, 2013), pp. 96-114.
 B. He and M. Warren, ‘Authoritarian Deliberation: The Deliberative Turn in Chinese Political Development’, Perspectives on Politics, 9 (2011), pp. 269-289. He and Warren discuss numerous examples of deliberative consultation at local or regional levels in the PRC, such as the use of deliberative polling to establish budgeting priorities in Wenling City. These mini-publics are comprised of ordinary citizens allowed to select policy recommendation after a structured process of deliberation, but their agenda and remit remains under the control of local CCP officials.
 F. Polletta, Freedom is an Endless Meeting: Democracy in American Social Movements, (Chicago: Chicago University Press, 2002).
 W. Smith, ‘Anarchist Deliberation’, Journal of Political Ideologies, 27:2 (2022), forthcoming.
 D. Owen and G. Smith, ‘Survey Article: Deliberation, Democracy, and the Systemic Turn’, Journal of Political Philosophy, 23 (2015), pp. 213-234, at p. 228.
 B. Franks, N. Jun and L. Williams (Eds), Anarchism: A Conceptual Approach, (London: Routledge, 2018).
 N. Schneider, Thank You, Anarchy: Notes from the Occupy Apocalypse, (Berkeley, CA: University of California Press, 2013), pp. 56-64.
 D. Graeber, Direct Action: An Ethnography, (Edinburgh: AK Press, 2009), pp. 336-352.
 He and Warren, ‘Authoritarian Deliberation’, p. 269.
 L‐C. Lo, ‘The Implications of Deliberative Democracy in Wenling for the Experimental Approach: Deliberative Systems in Authoritarian China’, Constellations (2021), https://doi.org/10.1111/1467-8675.12546
 M. Fisher, ‘Indirect Action: Some Misgivings about Horizontalism’, in P. Gielen (Ed.), Institutional Attitudes: Instituting Art in a Flat World, (Valiz: Amsterdam, 2013), pp. 101-114.
 I’d like to thank Marius Ostrowski for the invitation to write this post for Ideology Theory Practice and for his generous comments on the initial draft.
by Stefan Pedersen
The idea that adherents of neoliberalism desire world government is an old misunderstanding. In recent years this mistaken notion has been promoted by populists such as former President Donald Trump who in one of his most ideology and world order oriented speeches to the UN General Assembly made the ‘ideology of globalism’ and global governance seem diametrically opposed to his preferred ‘doctrine of patriotism’ and national sovereignty.
Though it is not nominally a given that Trump and others with similar nationalist inclinations are specifically talking about neoliberalism when this supposed major contemporary ideological cleavage comes up, there should be little doubt among students of global governance that this is effectively what is being claimed when neoliberalism has been the hegemonic ideology in global governance circles at least since the Cold War ended. In addition, the terms ‘globalism’ and ‘globalists’ have been connected to early and present-day neoliberals in several influential studies over the last few decades. Noteworthy examples in this regard are here initially Manfred B. Steger’s many works treating neoliberalism as the hegemonic form of ‘globalism’—albeit not the only one. Then, Or Rosenboim notes how neoliberal theorists actively played a role in ‘the emergence of globalism’ in the 1930s and 1940s—and she also sees neoliberalism as one of several streams of thought advocating ‘globalism’ in the sense of variations over the theme of establishing some kind of global order. Finally, and most consequentially for the way neoliberalism is presently understood, Quinn Slobodian has in his Globalists (2018) convincingly and in detail argued that the early neoliberals operated with an agenda aiming for global control of the workings of the world economy that subsequent ideological fellow travellers had to a certain extent managed to establish through legislative and international institutional inroads by the mid-1990s.
Those at the forefront of studying neoliberalism today, such as Slobodian, has provided us with a multitude of insights into neoliberalism’s multifaceted development and present configuration. For instance by further confirming how the neoliberals have prioritised establishing ‘world law’ over a ‘world state’. But on one front there seems to be a paucity in the record—and that is when it comes to how the neoliberals originally arrived at this stance and what it actually meant in world order terms in comparison to the then extant alternatives.
What most scholars have thought happened in world order terms during neoliberalism’s formative period has had a tendency to be derived from an intense scrutiny of the period that spanned from the Colloque Walter Lippmann in 1938 to the foundation of the Mont Pèlerin Society (MPS) in 1947. Significant here is what was said by the various ‘early neoliberals’ who attended these monumental events in this formative period for the neoliberal ideology. But as Hagen Schulz-Forberg has now sensibly argued, if the Colloque Walter Lippmann represents the birth of neoliberalism, then that birth will have been ‘preceded by pregnancy’.
The years of importance for the earliest development of neoliberal thought does therefore not exclusively include the 1938–1947 period but also the about two decades of intellectual gestation that preceded that final sprint leading up to the formation of the MPS. Considering the span of the careers of some of the primary actors here, such as Walter Lippmann—who the eponymous Colloque in 1938 was held in honour of—and Ludwig von Mises, this brings us back to their earlier writings during the First World War. We can therefore say that the neoliberalism whose core tenets were broadly agreed upon in the late 1940s was the fruit of debates that spanned the entire period 1914 to 1947. This was also a time when considerable intellectual effort was put into thinking about world order, first concerning the shape of the League of Nations and then the shape of what ought to replace the League of Nations once this organisation had revealed itself to be dysfunctional for ensuring peace among mankind.
World politically, the temporal span from 1914 to 1947 also takes us from the realisation that imperialist nationalism needs to be tamed or excised, brought first to the fore by the occurrence of the Great War itself, to the understanding that a ‘Cold War’ had begun in 1947—an expression not coincidentally popularised by Lippmann, who was a journalist and an avid commentator on foreign affairs, and in 1947 published a book with the title The Cold War that was a compilation of articles he had recently written. Lippmann, as perhaps the premier American foreign policy commentator of the time and associate of centrally placed early neoliberals such as Friedrich von Hayek, is the key to unlocking the world order dimension that neoliberalism ended up incorporating by the end of the 1940s.
The world order dimension
To get a handle on this argument it is important to note that neoliberalism, like all other major political ideologies, can be understood as composed of a series of conceptual dimensions. Since neoliberalism is considered the ideology behind the process of economic globalisation that gained truly global reach once the Cold War ended, it is naturally its economic dimension that has been the key focus. And to understand how this works, we can think of the number of ideologies with party political representation that by the 1990s had put neoliberalism’s economic dimension into the economic slot Keynesianism once occupied. This practically happened across the board, with Thatcher and the Conservatives and Reagan and the Republicans spearheading a change in policy later also followed up by Clinton and the Democrats and Blair and the Labour Party—and this was repeated throughout the world.
Thinking here in terms of an ideally articulated neoliberalism, rather than the compromised versions that appear once the ideology is made to fit some party political program in the real world of political practice, neoliberalism should be understood as a multi-dimensional ideology in its own right that also contains a ‘world order dimension’ of great significance. Every ideology contains what is at least an implicit world order dimension. But since today’s nation-state centric world order has existed unchallenged longer than most can remember, it is commonly assumed that all political ideologies are designed to function in the state system. Conservatism, liberalism, and socialism, we know best in their national garb. Stalinism is a form of communism made to suit the world of nation-states with its focus on achieving ‘socialism in one country’. Every ideology that is made to function within the nationalist and statist parameters of the current world order share the same basic ‘world order dimension’.
The early neoliberals ended up deviating from traditional nationalist conceptions while recognising—with Marx and Trotsky—that a world economy had become a feature of reality. The Trotskyist solution to dealing with a novel world economy was to aim to subsume the entire world under the command and control of a communist regime that would also lead politically. The neoliberals worked from the same premise, that there was now a world economy, but with a different set of aims. They wanted to free the economy—meaning those who benefitted from mastering it through their entrepreneurial skills. That meant avoiding at all cost that some force powerful enough to subsume the world economy to a different set of political interests arose—be they for instance communist, democratic socialist, social liberal, or humanist (and in our day we can add ‘ecological’ to that list). This was in part achieved through taking a strong anti-totalitarian stance, deriding both fascism and communism. But there was a greater Westernised threat to a world order suited to neoliberal interests: a world democracy, where the free people of the world could elect a socialist world party into power.
A world democracy, as someone as versed in cosmopolitan theory as Mises well knew, was not really compatible with a world of nation-states. It would have to involve what we can call a ‘cosmopolitan world order dimension’ that is incompatible with the nation-state sovereignty that forms the foundation of the extant system of states. Mises had once thought this an ideal solution himself, since to him cosmopolitanism was compatible with ‘liberalism’ and ensuring world peace. But it gradually dawned on both Mises and Hayek that a paradigm shift in the world order dimension subscribed to by the democratic populations on the planet could spell doom for the institution of the neoliberal economic agenda they were in the process of planning in detail. A world government, though still desirable if its only function would be to ensure the free working of the world economy, was an all too risky proposition if it were to be democratically elected. The simple reason for this was that the neoliberal agenda was understood to be not inherently popular but elitist, or for the few rather than the many. Popular politics in the 1930s and 1940s, especially as fascism, Nazism, isolationism, and other right-wing varieties lost their pull, was becoming more and more social democratic or liberal in a manner that we today would perhaps better recognise as ‘democratic socialist’.
The neoliberals therefore thought it would be better if the rules for running the world economy were simply made expertly and separated from the political rules that parties elected into power could alter according to the volatile demands of diverse voting publics. This neat separation would have the benefit of blocking socialist reforms from having severe world economic effects even if socialists were to be elected into power in key nation-states. What this meant in world order terms was that neoliberalism needed to be both economically ‘globalist’ or universalist, so that the world economy could operate on neoliberal principles, and politically nationalist, so that controlling the world economy as a whole would not be subject to popular desires. The possibility of just such a separation was aired by Mises already in 1919. But due to the insecurity surrounding the question of what would replace the ailing League of Nations, a question which became steadily more acute as world politics converged on the course that led to World War II throughout the 1930s, there was always also the chance that the masses would start to demand the more comprehensive political solution to the world’s problems that world federalism offered. The neoliberals therefore also had to address this contingency—while finding ways to argue against it without sounding too illiberal. However, as the Second World War entered the phase where Allied victory seemed certain while its leaders seemed eager to water down any plans for a permanent organisation to keep the peace, the neoliberals understood that the old plans could be reinstated. Lippmann is an apt example of a neoliberal theorist who helped see to it that things developed this way.
Walter Lippmann's crusade against One Worldism
Lippmann had a long history of engagement with issues relating to diplomacy and grand strategy that made him the foreign policy wonk in the group of early neoliberals. In 1918, Lippmann had been the brain behind no less than eight of Wilson’s historic ‘Fourteen Points’ that laid down the American terms for the peace to come after the end of the First World War. From this time on, Lippmann was a very well-connected American journalist and intellectual, whose close connections in Washington D.C. included all sitting Presidents from Wilson to Lyndon B. Johnson. Even after his formal retirement from the Washington D. C. circuit, Nixon sought the old Lippmann’s advice too. Lippmann was no neutral observer, and is for instance known to have sided for Harry Truman against Henry A. Wallace in the crucial contest for the Vice Presidency that preceded President Roosevelt’s last nomination. This calculated action is evidence that Lippmann, in accordance with early neoliberal tenets, preferred Truman’s anti-progressive agenda of replacing the ‘New Dealers’ Roosevelt had earlier put in place—New Dealers such as Wallace—with ‘Wall Streeters’ in his cabinet.
What is less often pointed out here is that Lippmann, through favouring Truman over Wallace, also would have made it clear that he was siding against the ‘One Worldism’ that Wallace and others who had thought long and hard about a desirable world order advocated. Lippmann, who instead appealed to a ‘realism’ that rested ‘on a hard calculation of the “national interest”’ was at this point ‘distressed by’ the ‘one world euphoria’ which was then a prevalent feature of post-war planning in idealist circles. The world federalism that was espoused by the idealists of the day seemed entirely impractical to Lippmann, who himself can be counted amongst the ‘classical realists’ in international relations theory—even if his ‘original contributions to realist theory were ultimately modest’. In contrast, Lippmann towards the end of World War II instead offered up a ‘formula for great-power cooperation’ that he thought of as ‘a realistic alternative both to bankrupt isolationism and wishful universalism’. What all this goes to show is that Lippmann, in his capacity within early neoliberal circles as an authority on matters of foreign policy and world order, would have further strengthened the neoliberal insight that the state-system was crucial to neoliberalism.
Reading the contemporaneous works of Mises and Hayek—which in the case of Mises spans nearly the entire 1914–1947 period—this is indeed what seems to have happened towards the end of this formative era for neoliberalism. Mises and Hayek were both markedly more open to idealist forms of world federalism in the early to late 1930s than what they ended up being towards the end of the war and in the late 1940s. This was likely part in response to Lippmann’s realist influence, supported by the general course of events, with the founding of the United Nations and the early signs of the Cold War developing, and part in response to a growing realisation that the world order that was most desirable from a neoliberal standpoint ought to be ‘many worldist’ in its construction rather than based on genuine One Worldism.
Mises and Hayek stands out as the most centrally placed early neoliberals who were willing to engage with the world order debate that ran concurrently to the formative neoliberal debate. Lippmann was not the only early neoliberal sceptical to One Worldism—the claim has indeed been made that the early neoliberals taken under one were all ‘acutely aware that nation-states were here to stay’. But in the world order discourse of the time, there were two distinctly different approaches to what was then viewed as the desirable and necessary goal of creating ‘a world-wide legal order’—and these two were either ‘law-by-compact-of-nations’ or a ‘complete world government that will include and sanction a world-wide legal order’. It is debateable if even those who subscribed to the former approach really believed that ‘nation-states were here to stay’ as the League of Nations order wound up around them and the Third Reich and then Imperial Japan swallowed most nations in their surrounding areas. It was also not a certainty that the United States or the Soviet Union, who each straddled the globe from the perspective of their respective capitals at war’s end, would let go of the new lands they now commanded. For a while, both Mises and Hayek supported some form or other of world federalism to ensure that basic security could be installed worldwide—with Mises advocating world government and Hayek favouring a federation of capitalist nations.
What laid the dreams of a world order for all humanity to rest was the lack of trust among the Allied nations that established the United Nations in 1945—which led to veto power being granted to the permanent members of the Security Council. This effectively made humanity’s further progress hostage to the whims of the leaders of the nations that won World War II, here primarily the conflicting interests of the new superpowers. Any remnant of hope for a quick remedy to this stalemate then disappeared completely as the Cold War started to escalate and the McCarthyite Red Scare kicked in. This made cosmopolitan advocates of a humane world order appear dangerously close to proponents of Internationalism in the United States and conversely led their Soviet equivalents to be seen as potential capitalist class-traitors there. The neoliberals had before this crisis point was reached and the world order debate was ended in its present iteration already disowned their prior engagement with figuring out what form a desirable world order people would willingly sign up to should take.
Divide et impera
Sometime between the beginning of the Second World War in Europe in 1939 and its end in 1945, both Hayek and Mises seem to have come to the same conclusion—supported by Lippmann’s insights and arguments—that world government would more likely than not be anathema to the primary goal of neoliberalism: creating a world economy where entrepreneurs could let their fortunes bloom unimpeded by negative government intervention. The reason for this was straightforward enough. Any world federation that in principle would be acceptable to the Western nations, first and foremost in 1945 the United States, Britain, and France, would have to be democratic. And an elected world government would at this time more likely than not be socialist, eager to install a Keynesian version of a global New Deal. This represented the worst of all worlds for the neoliberals—the least desirable scenario. One Worldism therefore had to be countered—with Lippmann’s ‘realism’ and communist smears. Subsequently, the whole program for a world government had to be kept discredited—which is achieved simply enough by letting the present world order run on auto-pilot, since its political default position is to uphold national sovereignty, nationalism, and the division of humanity into a myriad of designated national peoples with their own territorial states.
We are in the end faced with a peculiar world order dimension in neoliberalism that is anti-globalist in political terms but globalist in economic terms—insofar as we understand ‘globalist’ to be a synonym for universalist, which is of course how it is understood by nationalist politicians today who use the term to convey the opposite of the nationalism they themselves seek to promote. The paradox is therefore that the neoliberal ‘globalists’ are against the creation of a democratically functioning planetary polity or world government, especially if one understands ‘world government’ to be the legitimate government of a world republic or planetary federation ruled by representatives elected into power by the global populace in free and fair elections—that therefore also would end up being multi-ideological.
Pluralist cosmopolitan democracy embodied in a world parliament is not the goal, or even one of the goals that adherents of neoliberalism aim for. Instead it is something neoliberals fear, and that is a very different proposition from the nationalists’ misconceived portrayal. Another great misunderstanding today, one that follows from the misconception that the neoliberals want genuine world government, is that the neoliberals would abhor nationalism. Today, this leads many on both the left and right to think that neoliberalism can be effectively countered with a turn to nationalism—on the assumption that nationalism is the opposite of neoliberal globalism and therefore incompatible with it. But that is not the case. The neoliberals instead rely on nationalism to keep democracy tamed and irrelevant, at a scale too small for it to exercise effective control over the world economy’s neoliberal ruleset—which continues to send the spoils of economic activity towards Hayek’s idealised ‘entrepreneurs’.
Global democracy, stripped of nationalist division, is what the early neoliberals truly feared. We can today imagine what for instance a democratic socialist world government able and willing to enforce global taxation could do to the profit margins of high finance, multi-national corporations, global extractive industries, and the high net worth of individuals that currently are allowed to keep their money outside of democratic reach in offshore accounts, and see why the prospect of an elected world government became repulsive to neoliberals.
The big question today is therefore, when will we see an ideological movement for instituting exactly the kind of world government in the interest of humanity in general that would work properly to counter the neoliberal agenda? Any number of ideological projects could be global in scope, whether we are talking about prioritising liberal global democracy, economic solidarity, the ecological preservation of the biosphere, or enabling the future flourishing of human civilisation through intertwining all these three ideological strands into a cohesive and holistic planetary cosmopolitanism or planetarism that would be both post-nationalistic and post-neoliberal in principle. The left and green parties of today are clearly not there yet—but they will at some point have to realise that neoliberalism and nationalism are two sides of the same coin—the two ideologies reinforce each other and should therefore be countered as one.
 Stephen Gill. ‘European Governance and New Constitutionalism: Economic and Monetary Union and Alternatives to Disciplinary Neoliberalism in Europe’, New Political Economy, 3 (1), 1998, pp. 5–26.
 Manfred B. Steger. Globalisms: The Great Ideological Struggle of the Twenty-First Century. Lanham, MD: Rowman & Littlefield Publishers, 2009.
 Or Rosenboim. The Emergence of Globalism. Visions of World Order in Britain and the United States, 1939-1950. Princeton: Princeton University Press, 2017.
 Quinn Slobodian. Globalists. The End of Empire and the Birth of Neoliberalism. Cambridge, MA: Harvard University Press, 2018.
 Slobodian. Ibid., p. 272.
 See for instance: Philip Mirowski and Dieter Plehwe, eds. The Road from Mont Pèlerin: The Making of the Neoliberal Thought Collective. Cambridge, MA: Harvard University Press, 2009.
 Hagen Schulz-Forberg. ‘Embedded Early Neoliberalism: Transnational Origins of the Agenda of Liberalism Reconsidered’, in Dieter Plehwe, Quinn Slobodian and Philip Mirowski, eds. Nine Lives of Neoliberalism. London: Verso, pp. 169-196.
 Glenda Sluga. Internationalism in the Age of Nationalism. Philadelphia: University of Pennsylvania Press, 2013.
 Ronald Steel. Walter Lippmann and the American Century. Boston: Little, Brown and Company, 1980, p. 445.
 ‘Liberal’ in the American sense of supporting (the left-wing of) the Democratic party.
 Ludwig von Mises, Nation, State, and Economy: Contributions to the Politics and History of
Our Time. New York: New York University Press, 1983.
 Steel, Ibid., pp. 134–135.
 Steel, Ibid.
 Steel, Ibid., p. 589.
 John C. Culver and John Hyde. American Dreamer. A Life of Henry A. Wallace. New York: W. W. Norton & Company, 2001, p. 342.
 John Nichols. The Fight for the Soul of the Democratic Party. The Enduring Legacy of Henry A. Wallace’s Antifascist, Antiracist Politics. London: Verso, 2020, pp. 109–110.
 Culver and Hyde, Ibid., pp. 402–418; and; Steel, Ibid., p. 407.
 Steel, Ibid., pp. 404–406.
 William E. Scheuerman. The Realist Case for Global Reform. Cambridge: Polity, 2011, p. 6.
 Steel, Ibid., p. 406.
 This development is detailed in the article that this text is a companion piece to.
 Schulz-Forberg, Ibid., p. 194.
 Gray L. Dorsey. ‘Two Objective Bases for a World-Wide Legal Order’, in F.S.C Northrop, ed. Ideological Differences and World Order. New Haven: Yale University Press, 1949, pp. 442–474.
 Also detailed in the article that this text is a companion piece to.
 Gilbert Jonas. One Shining Moment: A Short History of the American Student World Federalist Movement 1942-1953. Lincoln, NE: iUniverse.com, Inc. 2001.
by Yiftah Elazar and Efraim Podoksik
When liberals and libertarians speak of liberty today, they often think of it as ‘negative’, in the sense of being left to our own devices, especially by the government. The distinction between ‘negative’ and ‘positive’ liberty was popularised by Isaiah Berlin, the twentieth century British historian of ideas and philosopher, whose 1958 lecture ‘Two Concepts of Liberty’ has made it into a staple of late modern political thought.
Berlin portrayed negative liberty as a liberal political ideal, but he was no libertarian in the American sense of minimal government and anti-welfare state. Some of his libertarian followers have taken the argument further. They have advocated the maximisation of negative liberty and the corresponding minimisation of the state. In popular political discourse, the idealisation of negative liberty has produced a belief, famously articulated by United States President Ronald Reagan, that ‘government is not the solution to our problem; government is the problem’.
Surprisingly, however, when the concept of negative liberty first emerged in early modern political thought, it was not conceived as a political ideal. It was more like an anti-ideal. Thomas Hobbes and Jeremy Bentham, the two most important theorists of negative liberty in early modern political thought, both used the negative definition of liberty as a deflationary device, in order to deflate democratic political language.
Hobbes argued that democratic writers were conceptually confused about the meaning of liberty, which led them, in turn, to democratic excess. The Hobbesian definition of liberty as the absence of external impediments was supposed to pour a bucket of cold water on their excessive demands for freedom. Bentham, who popularised the claim that the idea of liberty is ‘negative’, used his negative definition of liberty as an ideological weapon. Writing on the concept of liberty during the American Revolution, he expressed his wish, intended to ‘cut the throat’ of what he believed to be a false and dangerous rhetoric of liberty and rights serving the cause of pro-American ‘democratic fanaticism’. He thought that the pro-American democrats had confused notion of liberty as something ‘positive’ (in the sense of being something real and desirable), and he wanted to rid them of their illusions.
On its road from Bentham to contemporary libertarianism, then, the negative idea of liberty has undergone a curious transformation. It has turned from a deflationary device to a central ideal. How did this happen? This is the historical puzzle that has caught our imagination. We are making the task of addressing it more manageable by revisiting Berlin’s account and fleshing out some of the ideological history underlying it. Two themes in particular, that Berlin’s piece had obscured, deserve examining.
First, the theme of negative liberty and democracy. Negative liberty has served, in different historical moments, as an ideological weapon against radical democracy. But it also points to an important shift in the manner in which the negative conception of liberty has been deployed against radical democracy. Hobbes and Bentham used it as deflationary device against what they saw as the confused demand for excessive freedom from restraint. But from the eighteenth century onwards, Whigs and liberals shifted towards the endorsement of liberty as a moderate liberal ideal, which must be protected from democratic despotism or, in a later phrasing, from ‘totalitarian democracy’.
Second, the late and contingent association of the liberal conception of liberty with the idea of negativity. The liberal tradition was slow to adopt the classical utilitarian argument that the idea of liberty is ‘negative’. It is only towards the mid-twentieth century that several historical contingencies—the disentanglement of liberty from democracy, the rise of ‘positive’ liberty and its association with totalitarianism, and what we describe as ‘the fashion of negativity’ in the twentieth-century interwar years—combined to create ‘negative liberty’ as a central liberal ideal.
Let’s take this a bit more slowly. One way of tracing the history of the negative idea of liberty is to keep our eye on a tradition of Whig and liberal political thought that advocated individual liberty as a moderate ideal. Prior to this tradition, demands for liberty were often associated with radical democratic politics. But in the work of Montesquieu, and in the debates that took place in the context of the American Revolution, liberty was disengaged from democracy and associated with moderation.
The French Revolution exerted crucial influence on the development of an antagonism between individual liberty and democracy. The peculiar circumstance that the Jacobins employed the slogans of liberty while conducting a campaign of systematic violence gave birth to a discourse that placed liberty squarely at the centre of the political map, threatened by both the political left and right. Thus emerged nineteenth-century French liberalism as the centrist ideology of the post-Revolutionary era.
The historical divorce of liberty from radical democratic politics and its transformation into a liberal ideal reached its apex in the aftermath of the Bolshevik Revolution. If previously many radical currents felt themselves generally at ease with the promotion of ‘bourgeois’ freedoms, now under the influence of the Soviet regime the very idea of these freedoms became more and more suspect. This allowed the critics of the leftist regimes to forge the notion of totalitarian democracy and identify it with the revolutionary left. This term—‘totalitarian democracy’—was thus adopted by centrist liberals to describe regimes emerging out of the radical democratic rhetoric of the Bolsheviks. The historical divorce of liberty from radical politics was completed. Liberty was now firmly situated in the sphere of non-revolutionary bourgeois politics.
This schematic account clarifies the historical context for the tendency of Cold War liberals like Berlin to depict liberty as an ideal that faces hostility both from the radical left and from the reactionary right, depicting both extremes as versions of totalitarianism. But it does not explain how the supposed clash between Western democracy and totalitarianism came to be perceived in terms of an opposition between negative and positive liberty.
To understand that part, we looked, first, to the legacy of German Idealist philosophy and its relation to the twentieth-century debates on totalitarianism. It is in Kant and Hegel that we find the idea of ‘positive’ liberty as a conceptually valid and normatively superior idea of freedom. This new understanding of liberty greatly influenced the British Idealists, such as T.H. Green and Bernard Bosanquet, who brought the dialectic of negative and positive liberty into the British philosophical scene.
In the work of some of the younger theorists of new liberalism, such as J.A. Hobson and L.T. Hobhouse, the idea of positive liberty was used in order assign the state the task of removing via social reforms obstacles to the mutual cooperation of harmonious individuals, thus liberating rather than suppressing the spontaneous energies of individuals. But in the work of German romantics such as Adam Müller, liberty was taken to contain a strong conservative element. It espoused the ideal of devotion to a national collective and advocated an increased role of the state in the life of the society and culture.
When this German ‘conservative’ tradition, as Karl Mannheim described it, was supplanted by a movement of conservative revolution, and, in turn, by Nazi totalitarianism, its ‘qualitative’ or ‘ethical’ conception of liberty was coloured in a much more sinister light. Liberal critics such as Karl Popper accused German advocates of positive liberty of substituting the true meaning of liberty with its exact opposite. At the same time, liberal critics began to blur differences between the anti-liberal right and left, so that qualitative liberty began to be ascribed to both. Thinkers such as Rousseau and Marx, whose radical and emancipationist credentials had formerly been beyond doubt, were now associated with the reactionary rejection of liberty.
The critique of positive liberty opened the possibility of a complementary movement: the transformation of negative liberty into a positive ideal. But to complete this latter part of the story, we need one more component, which we have described as ‘the fashion of negativity’.
Philosophically, the interwar years were the period in which the logical positivists and the British realists successfully demolished the influence of philosophical Idealism, and advocated, instead, sceptical modesty. Culturally, the worldview of the post-World War I generation was marked by anxiety, alarm, and even despair. ‘Negative’ carried a tone of sophistication and superiority over pre-War naïveté. In this context, to prefer ‘negative’ over ‘positive’, even while admitting the philosophical power of the ‘positive’, would not appear as rhetorically self-defeating. On the contrary, opponents of ‘negative liberty’ were faulted for sinning against a commonsensical, modest idea of liberty.
This brief account suggests that the tortuous history of negative liberty has led not only to its transformation into a central liberal ideal, but also to an ironic reversal of its original purpose. Hobbes and Bentham defined liberty in negative terms not in order to turn it into an object of ideological worship. On the contrary, they wanted to diffuse the passions aroused by the language of liberty. Ironically, shifting ideological contexts have turned this act of rhetorical diffusion into a magnet for new political passions.
 On this, see Yiftah Elazar, ‘Liberty as a Caricature: Bentham’s Antidote to Republicanism’, Journal of the History of Ideas 76(3) (2015), 417–39.
by Regina Queiroz
Although ‘neoliberalism’ means different things to different people, I follow those, who, like Michael Freeden, view neoliberalism as an ideology, i.e., ‘a wide-ranging structural arrangement that attributes decontested meaning to a range of mutually defining political concepts’. In this approach, neoliberalism relies on a libertarian conception of both the individual and liberty. Even if not all decontestations of what “libertarian” is meant to denote have made it into neoliberalism (e.g., libertarian socialisms, or even a fair number of anarcho-libertarianisms), libertarian views on individuals and liberty provide a particular interpretation of its core values: individualism, liberty, law, laissez-faire governance, and market states.
In general, libertarianism views individuals as free, separate persons—self-contained and self-sufficient maximisers of their exclusively private ends. As Robert Nozick writes: “there are only individual people, different individual people, with their own individual lives”. Libertarianism assigns a pivotal role to one’s liberty. Under an exclusively negative conception of liberty, the fundamental notion of non-constraint involves the individual having a claim to non-constraint by another's will when pursuing the maximisation of his or her wellbeing. Except for their own private will, individuals who pursue their ends are free of all external human limits, whether individual or collective.
Furthermore, despite its association with more Anglo-American and 20th-century conservatism, neoliberalism is grounded in a conservative understanding of the extra-social source of political laws. Accordingly, instead of locating the source of common law in the people or a populus, neoliberalism locates it in spontaneous processes. For instance, as an ‘assemblage of some size associated with one another through agreement on law and community of interest’, the people as a political concept points to the question of whether, as a collection of distinct individuals or a collective undifferentiated person, individuals associate to establish governing laws that serve a common interest (e.g. peace). The concept of the people also requires that individuals be united in a common entity, capable of collective action.
However, when understood as a collective person or political body whose members are united in a common human entity, the notion of a human source of law clashes with the neoliberal conception of liberty. When a collection of individuals who share a common end attain it through collective action, both the end and collective action clash with the atomistic conception of the individual. Insofar as this collective picture undermines both the atomistic conception of the individual and freedom from human interference in the individual pursuit of well-being, the categories of the individual and the people are mutually exclusive under neoliberalism. There is either a law of the people and individuals lack freedom; or, individuals are free and there is neither the people nor the law of the people. Due to this conundrum, neoliberalism removes the concept of ‘the people’ from its ideological corpus and prioritises individual personal interests via the unrestricted enjoyment of individual liberty.
Neoliberals have a need, however, for legislation and centralised state structure that protect individuals’ unrestricted liberty. Neoliberalism creates an analogy between states and economic markets: i.e., mechanisms for coordinating production, distribution, and exchange, and activities carried out by private individuals or corporate bodies under the guidance of spontaneous forces. In states-as-markets, the wellbeing of all individuals is only attainable through the state’s coercive and intentionally laissez-faire command over the individual’s unlimited pursuit of private wellbeing. For example, neoliberals acknowledge that citizens can fail to acquire certain goods. Nonetheless, neoliberalism maintains that individual misfortune or success, even if undeserved, is and ought to remain a private affair. When such matters are treated as affairs of state (or the public), the state apparatus, such as the welfare state, illegitimately uses the coercive power of law to impose a personal duty on individuals to contribute to others’ well-being.
Besides leading to collective impoverishment, the pursuit of collective welfare under coercive state power deprives individuals of the private and unlimited liberty usufruct. Thus, the neo-libertarian state departs from the welfare state, excluding all forms of concrete state practices configured as public policies (e.g., increased social services, pensions), and instead imposes specific policies expressed in the ‘D–L–P-Formula’: ‘(1) deregulation (of the economy); (2) liberalisation (of trade and industry); (3) and privatisation (of state-owned enterprises)’.  Only these policies allow for the usufruct of neoliberal citizenship, viewed as the equal unlimited right to a private domain beyond state (and peoples’) borders. Notice that in the market analogy, the state is a borderless, open-ended, cosmopolitan entity—a notion that does away with the idea of state control over physical territory, that goes beyond the family, the tribe, and the nation-state. Individual well-being is and must be pursued beyond national (and ethnic) borders. Otherwise, any political limitation of individuals’ private property, based on national-ethnic claims, entails global collective impoverishment.
Neoliberalism and social divides
Despite a libertarian understanding of the individual and liberty, neoliberal conservatism situates individuals in concrete groups and attributes differential value to them or the true social divide à la neoliberalism. It views society as divided into two main groups: paternalistically regulated people (the poor, the losers, the dependent, the debtors, and the receivers) versus successful entrepreneurs (the winners, the ‘rich’, the creditors, the givers, those who are self-sufficient and independent). More specifically, state dependents and paternalistically-regulated people ask the state to use coercive laws to intervene on their behalf. Conversely, as ‘successful winners’, the rich are conceived as having succeeded in self-sufficiently attaining wellbeing, relying exclusively on themselves. As givers, they freely transfer and spread their wealth and wellbeing in society as a whole. These qualities, following Friedrich von Hayek, allow them ‘to prevail over others’, to ‘displace […] others’, and to give them ‘superior strength’.
Since under spontaneous laws, undeserved disappointment cannot be avoided, the disappointed ‘losers’ and the poor request intentional state intervention (i.e., public policies) to prevent or compensate for their losses. Nevertheless, since both interventive prevention and compensation (welfare) states allow for certain people (the poor) to be given that which belongs to others (the rich), market-states’ support of “poor claims” are illegitimate. On the other hand, when the power and superiority of the rich are challenged by the effects of the spontaneous forces of the market mechanism itself, neoliberal market-states change the rules under which the ‘rich’ lose part of their property and are prevented from increasing it, although it still includes the transfer of property from the poor to the rich. In reality, under the paternalistic conservative supposition that, as debtors, the poor acquire property solely as a result of the rich choosing to lend them property (e.g., through salaries, taxes), the (re)transfer of property from the former to the latter not only restores to the rich what, as creditors, always belonged to them but also ensures the wellbeing of the poor. Accordingly, when arguing for the unlimited and unquestionable individual right to private property, individuals use state coercive power to impose indisputable state policies on all citizens. Therefore, the neoliberal conceptual framework does not prevent neoliberalism from fostering a minoritarian tyranny over the majority, and the single individual over the many at the local, national, and global level.
Insofar as ‘the people’ is populism’s main ideological concept, alongside the concept of ‘popular sovereignty’ and the idea of the antagonistic relationship between the over-esteemed people and the denigrated elite one might infer that populism is incompatible with neoliberal individualism, with its stress on liberty, law, laissez-faire governance, and market states.
Nevertheless, the literature has already stressed the ‘unexpected affinities’ between populism and neoliberalism, such as: (a) an anti-elite discourse, wherein populism aims to protect the unity of the people against politicking factions and selfish elites, whereas neoliberalism attacks established elites (political class and rent-seeking mercantilist entrepreneurs, replacing the old elites with new (foreign and domestic investors); (b) strengthening the executive branch and weakening rival institutions such as parliament; and (c) their top-down approach to decision-making.
Neoliberal affinity with populism is, however, not merely a matter of a top-down decision-making approach and strengthening or weakening of rival institutions. Rather, neoliberal affinities with populism are a more specific unfolding of the internal logic of neoliberalism and the framework of neoliberal globalisation. For instance, even if individual well-being is and must be pursued beyond national (and ethnic) borders, people in nation-states still claim territorial sovereignty and ethnonational identity characteristics (e.g., language and culture). This occurs even though the neoliberal conception of globalisation precludes any political limitation (e.g., national borders or ethnonational claims) on individuals’ private property. Consequently, per the internal metamorphosis of ideologies, neoliberal populism can be viewed as an adaptation of neoliberal ideology to a complex world in general, and to the 2008 financial crisis in particular. This points to the global attempt to impose: (a) the meaning of the concept of the people as a collection of separate individuals pursuing their unlimited right to private well-being; and (b) the conservative criterion of individuals as applied to the people themselves.
Populism does not have a systematically-articulated political ideology that grounds practices, nor does it contain conceptual fundamentals pertaining to political decision-making on issues of redistribution and the status and goods conferred by political membership. These practices and fundamentals are provided by neoliberalism, which, as a fuller and broader host ideology, allows the association of the populist core concept of ‘the people’ to the neoliberal conception of the individual and the neoliberal conservative distinction between groups. Additionally, there is a tendency to present anyone who questions the fundamentally individuated character of the people/society as “not part of the people”, including everyone from “the elite” to “the left” to those with supposedly anti-individualistic foreign cultural backgrounds. Therefore, neoliberal populism situates the unrestricted pursuit of individual and entrepreneurial wellbeing as the domain of the will of the people and as a criterion for distinguishing between us and them.
When supposedly defending the people, in reality, neoliberal populists are speaking in the name of the limitless pursuit of individual ends; likewise, when invoking the prerogatives of us, the true people, against them, the false people, they are invoking the prerogatives of the entrepreneur against those characterised as being dependent on the state. For example, in a speech delivered from ‘the viewpoint of economic logic’, Hungarian Prime Minister Viktor Orbán opposes the true citizens (us)—who under globalisation live in fear of losing their well-being and falling victim to downward social mobility, or who are already precariously employed and unemployed—to them (immigrants, refugees, and national minorities, such as the Roma). The former, viewed as the rich, who ‘do not want to see their level of welfare spending and standards of living fall’, while the latter are viewed as the ‘poor multitudes’ who want to appropriate the property rightly held by the true people (to ‘take […] what you have’).
Consequently, our approach to neoliberal populism from the perspective of the tyranny of the individual reveals that neoliberal populism’s illiberal content stems not only from its conception of the people but also from its commitment to unrestricted individual liberty. Since neoliberal populism retains the people as a core concept, some authors locate the source of populism’s political despotism in the collective conception of the people alone, which roughly and controversially associated with Jean-Jacques Rousseau’s concept of the ‘general will’. Jan-Werner Müller, Cas Mudde, and Cristóbal Kaltwasser maintain, for example, that the populist understanding of the sovereignty of the people as a homogeneous collective body—whose members pursue the same undifferentiated end—undermines the individualistic and pluralistic nature of liberal democracy.
On the one hand, without dismissing the importance of pluralism as a criterion for distinguishing populism from liberalism (namely liberal democracy), the merging of the concept of the people with neoliberal individualism implies that neoliberal populism involves an element of pluralism (since unrestricted individual liberty is the criterion for a pluralistic society under neoliberalism). On the other hand, the emphasis on pluralism obscures the fact that not every appeal to pluralism and individual liberty is liberal and democratic (e.g., neo-libertarian conservatism, encapsulated in demarchy, or democracy without a people), nor is every populism incompatible with individualism and freedom from human coercion (e.g., neoliberal populism), nor indeed is every appeal to the people populist and anti-pluralist (e.g., liberalism). Liberalism shares neoliberalism’s suspicion of the collective understating of the people as a concept, its disdain for the tyranny of the majority, and the core values of liberty and individualism. However, liberalism does not exclude the concept of ‘the people’ from its ideological corpus, nor the prioritisation of individual personal interests via the unrestricted enjoyment of individual liberty.
Liberalism and neoliberalism share a concern for liberty, which includes the private domain, or to give John Stuart Mill’s classic definition, ‘a circle around every individual human being, which no government, be it of one, of a few, or of the many, ought to be permitted to overstep’. The liberal ideal of liberty does not reduce it to the negative conception of ‘freedom from’ restraints, since it still includes positive meaning. Focusing on enabling rather than constraining conditions, instead of leaving individuals alone to fulfil their aims, positive freedom requires empowering individuals to fulfil them. Moreover, the positive conception also includes having the active cultivation of valuable behaviour or growth processes and a positive capacity to do and enjoy something of worth, in common with others.
Similarly, liberalism and neoliberalism share the political value attributed to individuals, viewing them as individuals. ‘[E]ndowed with a qualitative uniqueness [and] [c]apable of self-expression and flourishing’, individuality is associated with development and indeterminate and open-ended self-realisation. Nevertheless, challenging the unilateral focus on people’s separateness, liberalism and ‘purist autonomy theories that regard individuals as capable of making their own life plans without benefiting from the nourishing support of others’ highlight ‘respect and affinity between people [and] beneficial mutual interdependence’. This ideological approach emphasises individuals’ sociability: individuals simultaneously benefit from the support of others and support for others.
Moreover, individuality in liberalism involves a public dimension, i.e., individual awareness of belonging to the ‘political community of human beings’, as Cicero called the ‘people’. Conceived according to the individualistic Anglo-American conception, ‘the people’ is both collective and individual, and a human political community of separate and free individuals. Viewing the people ‘as humanity’, and beyond the intricate theoretical issues related to the institutionalisation of the people in the Anglo-American liberal tradition, the ‘people-as-humanity’ establishes the rules of their political community. Entitled by their supreme and rational controlling sovereign power (since rationality is ‘a persistent core liberal concept’), peoples have the constituent power of establishing the common law of their political communities.
In summary, in liberalism ‘the people’ is understood neither as a homogeneous person aiming at undifferentiated common ends nor as a collection of separate individuals pursuing an unlimited right to their well-being. Individuals—belonging to ‘a people’ as humans—are a collection of separate and free individuals, who do not dissociate their wellbeing from the wellbeing of others pursued under freely and rational willed public laws.
These ideological distinctions between liberalism, libertarianism, and neoliberalism are subtle and far from irrelevant. In addition to the supposition that the people’s interests are better safeguarded by populists, and individual liberties by demarchy, the merging of neoliberalism and populism undermines any reasonable liberal defence of the compatibility of individual liberties with ‘the people’. Not only do neoliberals still present themselves as the ‘true’ liberals, but neoliberalism and its ideological metamorphosis does not dispense with the concept of the people, understood as a collection of individuals pursuing their unlimited liberty.
 M. Freeden, Ideology: A Very Short Introduction (Oxford: Oxford University Press, 2003), 54 (emphasis in the original).
 M. Steger and R. Ravi, Neoliberalism: A Very Short Introduction (Oxford University Press: Oxford, 2010), 47.
 J. Buchanan and G. Tullock, ‘The Calculus of Consent’ (Indianapolis: Liberty Fund, 1962).
 Cicero, On the Commonwealth and On the Laws (Cambridge: Cambridge University Press, 1999), 39.
 M. Canovan, The People (Cambridge: Polity, 2005).
 M. Ostrowski, ‘Towards libertarian welfarism: protecting agency in the night-watchman state’, Journal of Political Ideologies 18(1) (2013), 107.
 F. Hayek, ‘Los principios de un orden social liberal’, Estudos Públicos (1982), pp. 179-198.
 Steger and Ravi, Neoliberalism, 14.
 J.W. Müller, ‘Comprehending conservatism: a new framework for analysis’, Journal of Political Ideologies 11 (2006), 363.
 F. Hayek, ‘Rules and Order’, in Law, Legislation and Liberty: A new statement of the liberal principles of justice and political economy (London, Routledge, 1982), 9.
 Ibid., 18.
 Ibid., 19.
 J. Stiglitz, The Price of Inequality (London: Penguin Books, 2013), 35–64.
 M. Canovan, ‘“People”, Politicians and Populism’, Government and Opposition 19 (1984), 312–27.
 B. Stanley, ‘The thin ideology of populism’, Journal of Political Ideologies 13 (2008), 102.
 K. Weyland, ‘Neopopulism and neoliberalism in Latin America: Unexpected affinities’, Studies in Comparative International Development 31 (1996).
 A. Fabry, ‘Neoliberalism, crisis and authoritarian-ethnicist reaction: The ascendency of the Orbán regime’, Competition and Change 22 (2018), 1–27; A. Knight, ‘Populism and Neo-Populism in Latin America, Especially Mexico’, Journal of Latin American Studies 30 (1998), 223–48.
 Weyland, ‘Neopopulism and neoliberalism’.
 Knight, ‘Populism and Neo-Populism in Latin America’.
 Weyland, ‘Neopopulism and neoliberalism’.
 Freeden, Ideology.
 Viktor Órban, 2014, available at www.kormany.hu/the-prime-minister/the-prime-minister-s-speeches/viktor-orban-s-speech-at-the-14th-k, accessed 15 March 2019.
 C. Mudde and C. Kaltwasser, Populism: A Very Short Introduction (Oxford: Oxford University Press, 2017), 16–19.
 J-J. Rousseau, Du Contrat Social (Paris: Gallimard, 1762 ).
 J.W. Müller, ‘The People Must Be Extracted from Within the People: Reflections on Populism’, Constellations 21 (2014), 487, 490, emphasis in the original.
 Mudde and Kaltwasser, Populism, 16–19.
 B. Holden, Understanding Liberal Democracy (New York: Alfred A. Knopf, 1993), 84, 86.
 See J.S. Mill, On Liberty. With Subjection of Woman and Chapter on Socialism (Cambridge University Press: Avon, 1859 ).
 M. Freeden, Liberalism. A Very Short of Introduction (Oxford: University Press, 2015).
 J.S. Mill, Principles of Political Economy: With Some Their Applications to Social Philosophy, Books III-V (Canada: Routledge and Kegan Paul, 1848 ), 938.
 M. Freeden, Ideologies and Political Theory: A Conceptual Approach (Oxford: Oxford University Press, 1996), 146, 186.
 Freeden, Liberalism, 61.
 J.S. Mill, On Liberty, 57.
 M. Freeden, ‘European Liberalisms. An Essay in Comparative Political Thought’, European Journal of Political Theory 7 (2015), 22.
 Freeden, Liberalism, 62.
 Canovan, The People, 101.
 Ibid., 30–2.
 J. Rawls, A Theory of Justice (Oxford: Oxford University Press, 1971), 195–201.
 Freeden, Liberalism, 60.
by Benedict Coleridge
In the course of a 2018 interview undertaken with Jürgen Habermas by the Spanish newspaper El País, the visiting journalists noted that Habermas’ residence, decorated with modern art, presented ‘a juxtaposition of Bauhaus modernism and Bavaria’s staunch conservatism’. While the shelves were lined with the German Romantics, the walls were adorned with icons of European aesthetic modernism, fitting the style of the house itself. In an autobiographical preface to his essays on Naturalism and Religion, Habermas gives an account of the confluence of his decorative and intellectual tastes, highlighting the distinctive experiences and hopes to which they testify. He writes of the post-war revelations that disclosed a civilisational rupture after 1945, along with the sense of cultural release brought about by the doors being opened ‘to Expressionist art, to Kafka, Thomas Mann, and Hermann Hesse, to world literature written in English, to the contemporary philosophy of Sartre and the French left-wing Catholics, to Freud and Marx, as well as to the pragmatism of John Dewey’. He goes on to suggest that ‘contemporary cinema also conveyed exciting messages. The liberating, revolutionary spirit of Modernism found compelling visual expression in Mondrian’s constructivism, in the cool geometric lines of Bauhaus architecture, and in uncompromising industrial design.’ Together, these aesthetic movements espoused what Virginia Rembert calls a determination to develop an artistic practice that conveyed a ‘new world image’. And according to Habermas, the ‘cultural opening’ instigated by these aesthetic pursuits ‘went hand in hand with a political opening’, which primarily took the form of ‘the political constructions of social contract theory … combined with the pioneering spirit and the emancipatory promise of Modernism’.
In the imaginative resources it marshals, and in its fixation with conceptual transposability, formality, and procedural neutrality, contemporary political liberalism of the Habermasian variety interacts with modernist visions of social transformation and stabilisation, even while it refuses an account of historical change spurred on by abrupt or destructive rupture. And if political and social theory leans frequently upon structuring metaphors, then it’s worth wondering whether a picture, or in this case an aesthetic, holds the Frankfurt School captive rather more literally than Wittgenstein’s phrase intends: a ‘picture’ that insists upon a conceptual and practical association between modernity, emancipation and abstraction.
On the one hand, modernism seems an unlikely inspiration for a movement concerned to integrate a textured and historically alert account of social life into its theory of normativity. As William Rehg and James Bohman point out, the reformulation of Frankfurt School critical theory undertaken by Habermas and Karl-Otto Apel, while more heavily indebted to Kant than to Marx, also sought to be ‘increasingly attuned to the challenges of social complexity and cultural pluralism’. That’s an attunement prompted by the pragmatist commitment to deriving moral norms from social experience rather than transcendental ideals, partly out of an aversion to the imperial chauvinisms unleashed by strong universalist accounts of truth, rationality, or progress.
On the other hand, however, the turn to experience is made in an effort to re-found a critical normativity beyond the impasse of the Linguistic Turn, so prising open the horizon of modernity and sustaining the kind of ‘emancipatory promise’ at which post-modernists direct suspicion. And while, unlike the Bauhaus and its drive towards an aesthetically and politically cleansed future, Habermas and his intellectual heirs refuse Walter Gropius’ mantra of “starting from zero”, modernism’s ‘cool geometry’ remains in view as an intellectual ideal and structuring metaphor. Its emancipatory promise rests primarily upon a claim, made on behalf of abstract formalism, to culture-transcending ethical neutrality—that is, the notion that we can develop normatively resonant aesthetic forms that do not suffer from the perspectival limitation that the articulation of experience generally bears with it.
To pursue the neo-Kantian ‘project of modernity’ in political theory is to search for a culturally neutral vantage-point from which to establish a universal rule morality capable of conditioning diverse ethical personalities. Of course, the powerful ideological dimension to this project is its self-construal as an essentially moral rather than a political enterprise drawing from pre-political, rational, insights. And if secular reason has been dethroned, or at least seriously challenged, by post-colonial critiques of hegemonic rationalism, then the search is on for a more diminutive, yet nevertheless critically powerful, foundation for Kantian normative universality.
In this spirit, contemporary Frankfurt school theorists of the Habermasian variety seek to sustain the ‘new world image’ of Kantian universalism without resorting to ethically parochial or rampantly metaphysical idealisations. To do so they require a kind of normativity that’s substantively ‘empty’ and open to transposition across different political and cultural sites, even while ensuring the possibility of moral imperatives in the style of basic norms, rights, and deliberative procedural commitments. For Habermas this, famously, means the rational presuppositions of communicative action, while for fourth-generation Frankfurt School theorists such as Rainer Forst and Alessandro Ferrara it entails a basic right to justification and a shared mode of aesthetic judgment respectively. By construing normativity as a matter of ‘higher level internalism’ free from dependence upon particular ethical languages (Forst), or as a matter of discerning ethical-aesthetic forms like ‘exemplary self-congruence’ in ethical traditions (Ferrara), contemporary Frankfurt School theorists, for all their internal differences, lean upon the ideal of generalisable normative forms unimpaired by narrative content, ethical convention, or cultural substance. In so doing, they recognisably accord with mid-century modernist attempts at signifying experience through an idealised aesthetic formalism that eschews cultural ‘likeness’, hoping to elude ideological parochialism via the surreal, the impressionistic, and the abstract.
But for what kind of modernity might the cool geometry and abstraction of Western modernism supply allegorical inspiration? And how might aesthetic modernism mould the relation envisaged by Frankfurt School theorists between an emancipatory spirit and a perplexingly multivalent social world? Contemporaneous with Habermas’ own career, the prominent American art critic Clement Greenberg elucidated and developed the aesthetic instincts to which Habermas has evidently gravitated, his views about artistic modernism (including Mondrian) offering some possible insights into Habermas’ own inclinations. Consider, for example, Greenberg’s influential, and controversial, articulation of the raison d’être of the avant-garde in twentieth-century art, by which painters such as Mondrian and Kandinsky produced work the excitement of which lay ‘in its pure preoccupation with the invention and arrangement of spaces, surfaces, shapes, colours, etc., to the exclusion of whatever is not necessarily implicated in these factors’. What marks aesthetic modernism, writes Greenberg, is a turn away from the ‘the subject matter of common experience’ towards the ‘medium’ of one’s own craft, meaning that the ‘nonrepresentational or “abstract”’ must ‘stem from obedience to some worthy constraint or original’. This ‘constraint’, which might once have been located in ‘the world of common, extroverted experience’, has collapsed and can now ‘only be found in the everyday processes or disciplines by which art and literature have already imitated the former’.
Note here the manner in which Greenberg associates modernism with a fixation upon the power of the medium to generate its own principles of rational construction; hence, the artist may produce and deploy colour or form in a manner that isolates them from antecedent aesthetic traditions and the cultural narratives towards which they gesture. One may thereby mobilise colour in a manner that makes the colour itself the subject of the work, rather than an element involved in the culturally defined ‘subject matter of common experience’ from which modernism, on Greenberg’s reading, turns. The implication here is that such an act of ‘pure’ aesthetic formalism is, firstly, possible and, secondly, emancipatory in its liberation of the elements that together constitute the work of art so as to establish their aesthetic relevance upon medium-specific principles—that is, as elements autochthonous to the work itself rather than bearers of cultural sediment.
The emancipatory power of the ‘spirit of modernism’—at least in the Western forms that appear on Habermas’ wall—rests upon its refusal of co-dependence between aesthetic form and cultural substance or, in relation to the social process of normative ideation, the manner in which ‘precepts and narratives operate together to ground meaning’. To flesh out this refusal in more concrete terms let’s briefly attend to one of Greenberg’s critics (and Habermas’ contemporary), Rosalind Krauss, who presents an analysis of ‘the grid’ as ‘a structure that has remained emblematic of the modernist ambition within the visual arts.’ For Krauss the grid, employed and developed by Mondrian, in whom Habermas takes express interest, ‘announces, among other things, modern art’s will to silence, its hostility to literature, to narrative, to discourse.’ If we follow Krauss’ argument, the will to silence performed by abstract forms amounts to a rejection of antecedence and postcedence, as well as any relationship of dependence upon ethically- or socially-embedded forms and traditions, thereby enacting the ‘emancipatory promise of Modernism’ to which Habermas’ project cleaves.
In so doing, an abstraction such as the grid performs a function that is ultimately non-discursive, working visually to declare its autonomy from the social or natural worlds from which aesthetic creativity might conventionally draw form. It does so, argues Krauss, by enacting a regularising and levelling function upon the artwork, ‘crowding out the dimensions of the real and replacing them with the lateral spread of a single surface.’ By means of its organised regularity the grid enacts an ‘aesthetic decree’, rather than an entry into discourse that evokes objects external to the artwork in its technical dimension.
The key point here, relevant to an assessment of aesthetic modernism’s relation to contemporary iterations of Frankfurt School social and political theory, is the notion that form, disassociated from the ‘dimensions of the real’ or from ‘the world of common experience’, possesses an internal logic that validates its own enterprise. The grid operates independently of any specific content or traceable lineage, working to order the artwork by marginalising the hinterland of cultural discourse that gives it its political and social intelligibility. Of course, intelligibility still relies upon an audience with some understanding of what is being enacted through the refusal of narrative and the rejection of precedent, but the claim that is made by the abstract self-reliance of the grid is nevertheless one of control and self-authorisation. In its avoidance of any mimetic relation to the natural or social worlds the grid sets out to establish itself as the product of ‘pure relationship’, so ‘abrogating the claims of natural objects to have an order particular to them’. And, as the scholar of African and African diaspora art history, Salah Hassan, reminds us, this has a powerful political dimension. Twentieth-century Western modernism’s emphasis on the experimental and alienated avant-gardes worked to exclude ‘realist and narrative modes’, including those produced outside of the Euro-Atlantic metropolitan art world; the narrative dissonance of the experimental performed the essential ‘purifying’ and emancipatory functions.
None of this is to say that all modernist departures from aesthetic realism or naturalism amount to a fixation upon ‘pure’ formalism at the expense of culturally-configured restatements of identity. Just as modernity remains a polysemic phenomenon, modernism as an account of the relationship between past and present takes different forms, shaped by distinct political projects and social resources. And, of course, post-war artistic modernism was as pluralistic and varied as the novel intellectual resources being generated at that moment in post-colonial constitutional and political thought. Kobena Mercer points for example to the ‘modernist strategies of formal experimentation’ present in mid-century ‘Afro-Modernism’, which destabilised an established image of ‘Africa’ available in Western societies and ‘opened a space for new understandings of black cultural influences as a core feature of global modernity.’
Afro-Modernism, suggests Mercer, was capable of establishing ‘multi-perspectival viewpoints’ by integrating the miniature and the monumental, thereby asserting their mutual dependence and the potential for non-dichotomous interaction. Jacob Lawrence’s The Life of Toussaint L’Ouverture, produced between 1986 and 1997, for example, is composed out of 15 prints developed from 41 tempera paintings, conveying episodically the dramas of the Haitian Revolution in tandem with stylistic hints at Soviet monumentalism (perhaps reflective of Lawrence’s interest in Soviet silent cinema). Afro-Modernists such as Lawrence developed formal innovations so as to produce a ‘pictorial narrative’ that ‘addressed the past genealogically’ so as to discern its political relevance. Intimate narrative scenes were made central to discerning the direction of modern emancipatory efforts. Differently, the Cuban sculptor Agustín Cárdenas, who joined the surrealist movement in Paris in the 1950s, reconciled more formal considerations in sculpture with references to totemic symbolism drawn from the Dogon ethnicity of present-day Mali. And artists like Ibrahim El-Salahi of the Khartoum School of African modernist painters have drawn upon obviously paideiac calligraphic practices derived from Qur’anic transcription, even while working under the eaves of the ideologically powerful avant-garde encountered in the former imperial metropole, London.
The ‘spirit of modernism’, therefore, doesn’t necessarily entail a disjuncture between cultural particularity and critical power of the kind pursued visually by some Western modernists and philosophically by neo-Kantians. Rather, when experimenting with form in open contact with genealogy, history, and experiential specificity, it enables the emergence of new claims to recognition through the re-conceptualisation of modernity as ambiguous, locally-determined, and hermeneutically challenging. This form of modernism moves within the contingent parameters of a particular or localised identity, making its emancipatory effort one of hermeneutical ‘amalgamation’, rather than displacement. In this sense, it arguably refuses the more canonically Western modernist program that, in Greenberg’s terms, ‘rejects the subject matter of common experience’ to pursue aesthetic and social transformation through the development of autonomous form and abstract solidarity.
Whereas, according to Kant’s definition in the Groundwork, ‘practical principles are formal if they abstract from all subjective ends’, Afro-modernism held subjective—which is to say, locally, customarily, formed—ends and their cultural signifiers to be the material from which to compose a pluralised modernity, so challenging the presuppositions of the Western art schools. This isn’t to say that, in the conventional role allotted to the non-Western post-colonial world, Afro-modernism supplied some kind of folkloric antidote to the rationalism of Weberian modernity. Rather, Afro-Modernism, amongst other post-colonial artistic movements, prised open discursive opportunities for transculturation, which made ‘modernism’ into something that conveyed multifarious cultural symbols and aesthetic ideals. Resourced by experiences and political hopes for transformation from beyond the former metropole, it began to visualise the ‘spirit’ of the avant-garde not as the displacement of customary practices but in terms of their entry, re-fashioned, into the dialogue of social and political modernity, with its novel experiences of the state, mass society, and post-coloniality.
Given the intellectual and aesthetic movement from which they stem, the visions of Bauhaus modernism and constructivism that adorn Habermas’ walls presumably convey notions of unity, abstraction, anti-historicism, and world-creation, all of which are recognisable features of his moral and political project—a project that responds to the barbarities of World War Two with the re-assertion of progressive social order based normatively upon an inter-subjective continuation of Kantianism. There are, of course, ideological connections between this interest in abstraction and the kind of modernity to which Habermas’ project strives—connections that belie the claim to normative system unburdened by cultural or ideological particularism. Indeed, without a testing stretch of the imagination a definitively modernist form such as the aforementioned grid might be construed as an aesthetic paradigm that corresponds with the broader high-modernist ambition for a rationally-designed social order, with its inevitably fraught relation to the “non-rational” and non-secular.
James Scott’s well known exploration of high modernism and state planning alerts us to the optical dimension involved in establishing a ‘rationally’ ordered relation between the social and natural worlds and over social life through the centrally enacted visions involved in urban-planning and design. But perhaps the more important point to make here is that there are imaginative alternatives that continue to move in an experimentally avant-garde direction. Instead of developing the ideological claim to authoritative cultural neutrality via formal abstraction, non-European movements like Afro-modernism and the Khartoum School actively inserted particular, historically over-shadowed identities into the modernist frame, so making the ‘new world image’ of modernity more multiform than Habermas’ domestic collection might suggest. Thought-provokingly for the political theorist, they signify that particular, local experiences, crafts, and customs may themselves propel critical social and intellectual re-arrangement and, with it, the struggle for a shared modern horizon.
 Borja Hermoso, ‘Philosophy: Jürgen Habermas: “For God’s Sake, Spare Us Governing Philosophers!”’, El País Semanal (25 May 2018),
 Jürgen Habermas, Between Naturalism and Religion: Philosophical Essays, Ciaran Cronin (tr.) (Cambridge: Polity, 2008), 19.
 Virginia Rembert, Piet Mondrian (New York, NY: Parkstone Press, 2015), 40.
 Habermas, Between Naturalism and Religion: Philosophical Essays, 19.
 William Rehg and James Bohman, “Introduction,” in Pluralism and the Pragmatic Turn (Cambridge, MA: MIT Press, 2001), 1.
 Steffen de Rudder, ‘The Bauhaus and the City as a White Spot: How Gropius Lost His Reputation on the Streets of New York’, in Laura Colini and Frank Eckardt (eds.), Bauhaus and the City: A Contested Heritage for a Challenging Future (Würzburg: Königshausen & Neumann, 2011), 82.; Tom Wolfe, From Bauhaus to Our House (London: Abacus, 1986), 14.
 Clement Greenberg, Art and Culture (Boston, MA: Beacon Press, 1965), 7.
 Ibid., 6.
 Robert Cover, ‘Nomos and Narrative’, in Martha Minnow, Michael Ryan and Austin Sarat (eds.), Narrative, Violence and the Law (Ann Arbor, MI: University of Michigan Press), 139.
 Rosalind E. Krauss, ‘The Grid, the True Cross, the Abstract Structure’, Studies in the History of Art 48(1) (1995), 50.
 Habermas, Between Naturalism and Religion: Philosophical Essays, 19.
 Krauss, #The Grid, The True Cross, The Abstract Structure’, 50.
 See Salah M. Hassan, ‘African Modernism: Beyond Alternative Modernities Discourse’, South Atlantic Quarterly 109(3) (2010).
 For example, see Frederick Cooper on constitutional rearrangements of post-war French West Africa. Frederick Cooper, Citizenship Between Empire and Nation: Remaking France and French Africa 1945-1960 (Princeton, NJ: Princeton University Press, 2014); and see Adom Getachew on postwar anticolonial ‘worldmaking’ in Worldmaking After Empire: The Rise and Fall of Self-Determination, (Princeton, NJ: Princeton University Press, 2019).
 Kobena Mercer, ‘Cosmopolitan Contact Zones’, in Tanya Barson and Peter Görschluter (eds.) Afro Modern: Journeys Through the Black Atlantic (exh. cat., Tate Liverpool, 2010), 43.
 Ibid., 42.
 James C. Scott, Seeing like a State: How Certain Schemes to Improve the Human Condition Have Failed (New Haven, CT: Yale University Press, 1998).
by Emily Katzenstein
In a recent piece in ROAR Magazin, William Callison and Quinn Slobodian make a provocative claim: they argue that a short-lived German leftists’ populist experiment, Aufstehen (literally: ‘Stand Up’ or ‘Get Up’), and the far right Alternative für Deutschland (AfD) both lay claim to ordoliberalism, a German variant of neoliberalism. Callison and Slobodian argue that “while the partial symmetry between new would-be populist movements on the left and right is often observed—and the similarities often exaggerated—the curious fact that both the AfD and Aufstehen [draw] on the heritage of the German form of neoliberalism, better known as “ordoliberalism,” is often overlooked.
As Callison and Slobodian point out, the AfD’s neoliberal leanings are well known. Aufstehen’s ordoliberal overtures, on the other hand, seem not just surprising but quite perplexing. What, one might ask, is going on with the German Left? Why would a nascent left populist movement turn to a variant of neoliberalism as a source of inspiration?
The political figure that best represents this ordoliberal turn on the German Left is Sahra Wagenknecht, the former parliamentary chairperson of the Die Linke, and a co-founder of Aufstehen. In fact, Callison and Slobodian are not the first to point out Wagenknecht’s turn to ordoliberalism. While the scholarly literature, especially in English, has only remarked in passing on Wagenknecht’s ordoliberal turn, Wagenknecht’s appeals to ordoliberalism have been widely noted and discussed in the German press, especially in reviews of Wagenknecht’s recent books, Freiheit statt Kapitalismus (2011) and Reichtum ohne Gier (2016). The titles alone foreshadow a shift in Wagenknecht’s rhetoric--Freedom instead of Capitalism is a play on the 1976 CDU campaign slogan Freedom instead of Socialism (it sounds catchier in German, I promise), and Prosperity Without Greed evokes the Christian-democratic former German Chancellor Ludwig Erhard’s Prosperity for All, published in 1957.
But one hardly needs to decipher clues like these in order to notice Wagenknecht’s—some might claim fatal—attraction to ordoliberalism. In both Freedom instead of Socialism and Prosperity without Greed, Wagenknecht draws heavily on the writings of ordoliberals such as Walter Eucken, Alexander Rüstow, and Alfred Müller-Armack, and evinces a certain nostalgia for the so-called ‘golden years,’ the ‘economic miracle’ of postwar West Germany, when ordoliberalism, as a political ideology, was arguably at its most influential. Wagenknecht portrays ordoliberalism as an alternative to neoliberalism understood as a doctrine of market radicalism, the destruction of the welfare state and rampant privatization, and sees Eucken, Rüstow, and Müller-Armack as proponents of a third way between capitalism and a planned economy. In other words, Wagenknecht contests the understanding of ordoliberalism as a German variant of neoliberalism by interpreting it as a German alternative to neoliberalism. She strongly implies that her own political vision of a “creative socialism” has more in common with the ordoliberal tradition than the current neo-liberal policies of the FDP, CDU, and SPD.
She has also repeated these claims in interviews and political speeches. In a 2017 interview with WirtschaftsWoche, for example, Wagenknecht argues that “if you take Ludwig Erhard seriously, you have to vote for Die Linke”. Similarly, in a 2010 speech before the Bundestag, Wagenknecht cited Eucken and Erhard in support of her own proposals, and suggested, tongue-in-cheek, that none of her conservative or liberal colleagues had ever even bothered to read Eucken’s work. Wagenknecht, in other words, presents herself as the better heir of ordoliberalism.
Wagenknecht’s turn to ordoliberalism has gained her some new—and quite unlikely—fans. After the publication of Prosperity Without Greed, the well-known conservative newspaper, the Frankfurter Allgemeine Zeitung (FAZ), published an article entitled: Über diesen Kommunismus könnte man reden (This is the kind of communism we could talk about). Similarly, Peter Gauweiler, a prominent member of the arch-conservative CSU not exactly known for his leftist views, found much to like in Wagenknecht’s Freedom Instead of Capitalism (), welcomed her turn to ordoliberalism, and seems to have had to try hard to find anything to criticise in Prosperity without Greed. To the collective astonishment of the German press, even the economist Hans-Werner Sinn, who is commonly seen as a die-hard neoliberal, found common ground with Wagenknecht’s new political vision and welcomed Prosperity without Greed as a “hymn to ordoliberalism”.
But not everyone is equally delighted with Wagenknecht’s appropriations of Eucken and Rüstow. Some of her critics—mostly, but not exclusively from the right—have criticised Wagenknecht’s ordoliberal manoeuvres. Some have argued that Wagenknecht is an anti-capitalist wolf in ordoliberal clothing (“im Schafspelz des Ordoliberalismus”), and that her engagement with ordoliberalism is a marketing ploy at best and a transparent attempt at political deception at worst. A commentator in ORDO, the flagship ordoliberal publication, for example, warns Wagenknecht’s readers not to be “seduced” by the “intellectual charms” of the “Jeanne d’Arc of anticapitalism” and imagines the ordoliberals’ horror-stricken exclamation in the face of any ‘ordo-socialist’ appropriations: “What would Walter Eucken and Alfred Müller-Armack have said to [Wagenknecht’s] […] proposals? Probably: Divine Comedy, Inferno III: All abandon hope, ye who enter here.”.
Some of these critiques are, no doubt, hyperbolic, but they do raise a set of tricky questions: Firstly, has Wagenknecht actually taken an ordoliberal turn? Or is she merely deploying ordoliberalism strategically, cherry-picking her way through a tradition so routinely invoked in German politics that some have compared it to liturgy? Secondly, how expansive or flexible is the ordoliberal tradition? Can it be appropriated for Wagenknecht’s “creative socialism?” Or is any attempt to appropriate the ordoliberal tradition for a left project “perverse”? What does it mean—and what does it do—to claim ordoliberalism for a left political project? In other words, Wagenknecht’s self-representation as the “better” ordoliberal raises some pressing questions about what ordoliberalism is, and, maybe more importantly, what it is good for.
One way of assessing the plausibility of Wagenknecht’s self-representation as the better, if unorthodox, heir of ordoliberalism—as an “ordo-socialist,” as Callison and Slobodian quip—is to define ordoliberalism in terms of its core policy positions, preoccupations, questions or “problematic”, and then to show that Wagenknecht, in her recent political writings, has not merely claimed ordoliberal ideas strategically and superficially in support of positions that she already held, but has engaged seriously and substantively with ordoliberalism in a way that has influenced her political thinking.
So what is ordoliberalism? Many of the most recent attempts to define ordoliberalism have taken place in the context of trying to explain Germany’s “inflexibility on austerity measures” and its punitive stance during the Eurozone crisis. In this context, ordoliberalism is commonly described as a German variant of neoliberalism that prescribes a strong regulatory state, strict anti-trust policies aimed at bolstering competition in the market, and a commitment to price stability that is guaranteed by an independent monetary authority. In Austerity: The History of A Dangerous Idea, for example, Mark Blyth has claimed that ordoliberalism was the “instruction sheet” for “Germany’s response to the [Eurozone] crisis”.
If one understands ordoliberalism primarily as an “instruction sheet” for austerity, Wagenknecht’s ordoliberal overtures appear deeply misguided. Wagenknecht, after all, was highly critical of the German government’s push for austerity politics during the Eurozone crisis and sharply criticised Schäuble’s punitive stance with regards to Greece. So why should she, of all people, turn to the authors of the “instruction sheet” for austerity for inspiration?
But we don’t have to understand ordoliberalism as a blueprint for austerity politics. As many scholars of ordoliberalism have argued, ordoliberalism is more than a set of principles for economic policy making, austerity politics or not, and can be best understood as a social and political theory. Walter Bonefeld, for example, has argued that ordoliberalism cannot be reduced to a set of policy prescriptions. While ordoliberalism does focus on the economic sphere, he claims, it does not “conceive of the free economy in narrow economic terms” but sees it as a “universal form of life,” a “definite moral order” that requires a political and social framework which has to be created and sustained by the state.
So, if we understand ordoliberalism as a social and political theory does it become easier to spot the ideas that might have attracted a “Jeanne d’Arc of anti-capitalism”? At first glance, it doesn’t seem so. Ordoliberalism is most commonly seen as centrally concerned with limiting or constraining the power of mass democracy; as having an elitist and technocratic view of political decision-making; and a conception of the social order that is both “patriarchal” and has undertones of a “natural hierarchy” to boot. Ordoliberalism—or rather the strand of neoliberal thought that would later be called ordoliberalism—emerged out of a deep sense of crisis in the 1920s. Ordoliberals recognised that the Great Depression had made the weaknesses of a laissez-faire economy painfully obvious, and sought to articulate a new liberalism that would no longer adhere to the fallacy that markets were quasi-natural phenomena that emerged as long as the state got out of the way. They developed the idea of the market as a “political event” to be carefully staged by a strong state. The state’s decision-making processes, the ordoliberals argued, had to be protected from the constant clamouring of special interests; a threat that had emerged full force with the development of pluralist mass democracy, according to the ordoliberals. Economic freedom thus had to be protected by a strong state and an economic constitution that would insulate the market economy from excess demands of pluralist mass democracies.
This account of ordoliberalism as a political theory with strong anti-democratic and technocratic tendencies doesn’t seem very promising for a left reimagination of the present economic order. So far, it’s difficult to see how and why Wagenknecht would look to such a political program for inspiration, especially since Wagenknecht, on her own account, understands her own political project in opposition to the present subordination of democratic self-determination to the whims of the markets. She opposes further European integration precisely for this reason—because she sees the EU as a political instrument that will dethrone democratic self-determination in favor of market rule. Whatever one’s quarrels with Wagenknecht’s political program might be, it is difficult to see her agenda as animated by the ordo-/neo-liberal “problematic” of safeguarding the market from the greedy tentacles of a mass-democratic kraken.
In order to understand why Wagenknecht chooses to venture into this seemingly hostile ideological territory, a closer look at her own reading of ordoliberalism is needed. In Freedom instead of Capitalism and Prosperity without Greed, Wagenknecht reads ordoliberalism as a political theory of a market economy with a human face. She draws on three aspects of ordoliberal thought for her own vision of creative socialism, namely on the ordoliberal theory of an active regulatory state, on ordoliberal critiques of the monopolistic and neo-feudal aspects of actually existing capitalist markets and the ordoliberals’ commitment to meritocracy, competition, and innovation; and, finally, on the ordoliberal concept of the social market economy, which Wagenknecht reads as entailing a commitment to a robust social welfare state and a mixed economy.
Wagenknecht portrays the current economic order as a system, in which inherited wealth, concentrated private economic power, and limited liability have distorted a competitive order and have abolished any relationship between merit, effort and reward: a neo-feudal rather than neo-liberal order that no longer serves the common good. She claims to derive this critique of actually existing capitalism from the ordoliberal critique of the monopolistic and neo-feudal elements of capitalist markets. For example, in support of her own critique of concentrated private economic power she draws on Eucken’s commitment to strong anti-trust policies and his insistence that the state has a primary responsibility to avert the very emergence of concentrated economic power in the form of monopolies, rather than merely seeking to control the abuse of monopolistic power.
Wagenknecht takes this concern with private economic power to what she claims is its logical conclusion—she argues that in order to foreclose the kind of concentrated private economic power that Eucken was worried about, one has to strictly limit the size of firms and transform them into worker-owned coops. Similarly, Wagenknecht explicitly draws on Rüstow’s critique of the “feudal-plutocratic” inequality of opportunity that is brought about by inherited wealth. She approvingly cites his claim that “inherited [my emphasis] inequalities of opportunity are the most important institutional features through which feudalism continues to live on in the market economy. It transforms the market economy into a plutocracy, a system governed by private wealth.”
Wagenknecht argues that Rüstow sought to limit inherited inequality of opportunity by radically curtailing cross-generational wealth transfers. In fact, Wagenknecht derives her own proposals for changes to the German inheritance law—namely, her proposal to tax all inheritance above €1 million at 100%—from this claim. And she takes up Eucken’s call for unlimited personal liability as the final pillar in her effort to abolish “unearned income”—i.e., income that is not generated by work performed or risk taken. Wagenknecht further argues that the ordoliberals were committed to robust social legislation, social welfare provisions, and a mixed economy that recognises the limits of markets instead of aiming at the marketization of everything.
In Freedom instead of Capitalism, Wagenknecht approvingly notes that “the ordoliberals assumed that a social market economy that is governed by strict rules and robust social legislation is no longer opposed to the common good but can serve it. But they also understood that the state had a primary obligation to ensure a social equilibrium [sozialer Ausgleich], and that this couldn’t be left to the market.” She goes on to quote Müller-Armack’s definition of the social market economy as a “consciously steered, social economy” as opposed to a “laissez-faire, liberal economy”. “The proponents of ordoliberalism,” she maintains, lobbied for robust social legislation, including “a functioning pension system and health insurance system [and] robust unemployment provisions.”
This reading of ordoliberalism does indeed seem much more promising for left appropriations than interpretations of ordoliberalism as an “instruction sheet” for austerity or an anti-democratic political theory. But Wagenknecht’s reading simply ignores many aspects of ordoliberal thought that are incompatible with her own political agenda. For example, Wagenknecht, unsurprisingly, makes an argument in favour of strengthening organised labour but doesn’t discuss the fact that ordoliberals saw organised labour as a prime example of the special interests from which the state had to be insulated. Similarly, she overestimates the extent to which the ordoliberals supported interventionist policies—or maybe misreads the nature of the interventions that ordoliberals supported. And she ignores the anti-democratic tendencies of one of some of the core ordoliberal commitments, namely that the ordoliberal insistence on an “economic constitution” was meant to serve as a bulwark against “excess” democratic demands.
Finally, while Wagenknecht is right that ordoliberals paid more attention to the “social question” than other variants of neoliberal thought, she nonetheless overestimates the concessions that ordoliberalism made. It is misleading to present ordoliberals as proponents of robust social welfare provisions and a mixed economy given that ordoliberals were strictly opposed to a strong welfare state. Wagenknecht’s reading of the ordoliberals as the “fathers of the social market economy” accepts a common but misleading narrative about the emergence of the social market economy that describes the social market economy as it actually existed as an ordoliberal achievement.
While it is true that the concept of social market economy was first popularised by Müller-Armack, the social market economy that actually came to be had relatively little to do with the original ordoliberal vision. In fact, the concept of the social market economy had been conceived as a conceptual and political alternative to the social welfare state; a way to make a market economy more palatable to the German public at a time when its fate seemed highly uncertain. As Ludwig Erhard once put it to Friedrich Hayek: “‘I hope you don’t misunderstand me when I speak of a social market economy [soziale Marktwirtschaft]. I mean by that that the market economy as such is social not that it needs to be made social”. Politically speaking, the concept of the social market economy proved a success, but it did so precisely because it did not stay ‘ideologically pure.’ Instead, it was subject to appropriations by the left, as social democrats, organised labour, and their political allies learned to appeal to the concept of the social market economy in order to do what the ordoliberals had sought to stave off—namely, to bring about a stronger welfare state.
In reading the ordoliberals as the “fathers of the social market economy,” Wagenknecht thus reproduces a historical narrative that underplays the contribution of the political left to the emergence of the social market economy as an actual historical phenomenon (rather than an ordoliberal counter-idea to the social welfare state). Admittedly, reading ordoliberalism in this way—a reading that enables Wagenknecht to draw a direct line from Walter Eucken and Ludwig Erhard to her own political project—has some key political advantages: Wagenknecht mobilises a language and an image of the past—a nostalgic vision of postwar West Germany—that has resonated broadly with the German electorate. She presents her own ambitious vision of the transformation of the German economic order as the logical conclusion of an interrupted ordoliberal project and portrays Die Linke not as the party of GDR-apologism but as the only party committed to realising the FRG’s original promise.
Her success in the German feuilleton and on the political talk show circuit shows that this strategy has been partially successful—at the very least, it makes it harder for her political opponents to dismiss her, and her ideas, as permanently stuck in a romanticised socialist past. Similarly, Wagenknecht’s appropriation of the ordoliberal language and her newfound focus on competition, individual effort, and just reward, for example, has some major strengths. Her takedown of liberal appeals to meritocracy that somehow never get around to tackling the issue of inherited wealth or what Wagenknecht calls “leistungsloses Einkommen” (unearned income that cannot be justified in terms of work performed or risk taken), for example, is a critique worth making in today’s German political discourse.
But there are costs to this strategy, too: First, by moving to an (ordo-)liberal language of effort, merit, and individuality, solidarity as a political principle no longer seems to have much of a presence in Wagenknecht’s political imaginary. This is unfortunate, especially at a moment where new left imaginaries of practices of solidarity that can integrate and connect struggles against different kinds of dominations are urgently needed. Second, by replicating the conservative narrative of ordoliberalism as all that was good and just in post-war West Germany, and by representing the social market economy as it actually existed as an ordoliberal achievement instead of seeing it as the outcome of processes of contestation that required a strong political left, Wagenknecht obscures the contribution that the political left made to the very system she invokes as the better alternative to the current economic order. And finally, by adopting the ordoliberal vision of a strong regulatory state—a state that is strong because it is sufficiently insulated from the noxious influence of special interests—Wagenknecht is less likely to stress the necessity for the mobilisation of countervailing forces that could contest the power of capital; the very forces that could back Wagenknecht’s proposal for a fundamental reorganisation of the economy.
In conclusion: It’s clear that Wagenknecht’s engagement with ordoliberalism, whatever its weaknesses, cannot be dismissed as a mere “marketing ploy”, as some of her critics have alleged. Wagenknecht’s engagement with the ordoliberal tradition seems both genuine and serious, and appears to have transformed her political language to significant degree, introducing a stronger focus on competition and innovation, merit and individual effort, as well as a mode of anti-capitalist critique that focuses primarily on the critique of concentrated economic power and unearned income (“leistungsloses Einkommen”) and sees these as contingent rather than necessary features of a market economy. On the other hand, Wagenknecht’s readings of Eucken, Rüstow, and Müller-Armack ignores core aspects of ordoliberalism that are in conflict with Wagenknecht’s vision, rather than engaging them critically. This move risks acquiescing to a conservative narrative about the economic successes of post-war (West-)Germany and underplaying the importance of a broad-based left movement that can win significant concessions from the right. Whether the political advantages of appealing to ordoliberalism from the left are worth the risks is yet to be seen.
 William Callison and Quinn Slobodian, “A Tale of Two Ordos: German Nationalism in Brown and Red”, ROAR Magazine 10 (2020), 3.
 Gareth Dale, “Justificatory Fables of Ordoliberalism: Laissez-faire and the ‘Third Way’”, Critical Sociology 45(7–8) (2019), 1049; Werner Bonefeld, The Strong State and the Free Economy (London: Rowman & Littlefield, 2017), 5; William Callison (ed.), Mutant Neoliberalism: Market Rule and Political Rupture (New York, NY: Fordham University Press, 2019), 69.
 Sahra Wagenknecht, Reichtum ohne Gier: Wie wir uns vor dem Kapitalismus retten (Frankfurt: Campus, 2018), 15–17.
 Sahra Wagenknecht, Freiheit Statt Kapitalismus (Frankfurt: Campus, 2012), 62–8.
 Ibid., 70.
 Christian Schlesiger, “Wer Erhards Anspruch Ernst nimmt, müsste Die Linke wählen”, WirtschaftsWoche (22 June 2017).
 Deutscher Bundestag, “Stenografischer Bericht der 59. Sitzung, 16. September 2010”, Plenarprotokoll 17/59. Internetpräsenz des Deutschen Bundestages, 2010 (accessed online: http://dipbt.bundestag.de/dip21/btp/17/17059.pdf), 6161, as cited in Moritz-Peter Haarmann, Wirtschaft – Macht – Bürgerbewusstsein: Walter Euckens Beitrag Zur Sozioökonomischen Bildung (Wiesbaden: Springer Fachmedien, 2015), 85.
 Markus Günther, “Über diesen Kommunismus könnte man reden”, Frankfurter Allgemeine Zeitung (28 May 2016). All translations of the original German texts are mine, except where otherwise noted.
 Peter Gauweiler, “Die mit dem Wolf tanzt: Sahra Wagenknechts Plädoyer für Freiheit statt Kapitalismus stützt sich auf die marktwirtschaftlichen Theories der alten Bundesrepublik”, Süddeutsche Zeitung (11 June 2012); Peter Gauweiler, “Die Entfremdeten: Sahra Wagenknecht beschreibt die Welten der Real-und Finanzökonomie und entwickelt ihre Idee vom Kapitalismus. Die Analyse ist links—aber nicht nur. Der Politikerin geht es auch um die Marktwirtschaft und die Rettung der Demokratie”, Süddeutsche Zeitung (29 March 2016).
; Jörg Schindler, “Die Gewendete: Von der Kommunistischen Plattform in den Wohlstand für alle – Sahra Wagenknecht hat einen langen Weg hinter sich. Er könnte sie an die Spitze der Linkspartei führen”, Frankfurter Rundschau (30 May 2012).
 Pascal Beucker, “Vergiftetes Lob”, taz–die tageszeitung (14 April 2016).
 Norbert Häring, “Linkes Hohelied auf den Nationalstaat”, Handelsblatt (11 March 2016); Hauke Janssen, “Muenchhausen-Check: Was Sahra Wagenknecht bei Ludwig Erhard entdeckt”, Spiegel (30 January 2013) (accessed online: https://www.spiegel.de/politik/deutschland/fakten-check-sahra-wagenknecht-ludwig-erhard-und-die-linkspartei-a-880253.html); Philip Plickert, “Kreativer Sozialismus: Sahra Wagenknecht und die Erhard Masche”, Frankfurter Allgemeine Zeitung (19 December 2011); Ulrich van Suntum, “Für eine Absicherung der Sozialen Marktwirtschaft im Grundgesetz”, ORDO 70(1) (2019), 293.
 Wilhelm Meyer, “Marx Reloaded. Anmerkungen zu dem Buch von Sahra Wagenknecht: Freiheit statt Kapitalismus”, ORDO 63(1) (2012), 505, 508, 510. Meyer’s quote is in German and the translation is mine except for the Dante quote, which I borrowed from H.F. Cary’s English translation of the Divine Comedy. See Dante Alighieri, The Divine Comedy; Or Vision of Hell, Purgatory, Paradise, Henry F. Cary (tr.) (New York: Cassell, 1891), 10:9.
 Dale, “Justificatory Fables of Ordoliberalism”.
 Callison, Mutant Neoliberalism, 69.
 Thomas Biebricher, The Political Theory of Neoliberalism (Stanford, CA: Stanford University Press, 2018).
 Sebastian Dullien and Ulrike Guérot, “The Long Shadow of Ordoliberalism: Germany’s Approach to the Euro Crisis”, Policy Brief: European Council on Foreign Affairs (February 2012), 1.
 cf. Mark Blyth, Austerity: The History of a Dangerous Idea (Oxford: Oxford University Press, 2013); Dullien and Guérot, “The Long Shadow of Ordoliberalism”.
 Blyth, Austerity, 141.
 Werner Bonefeld, “Ordoliberalism and Political Theology: On the Government of Stateless Money”, in Josef Hien and Christian Joerges (eds.), Ordoliberalism, Law and the Rule of Economics (Oxford: Hart Publishing, 2017), 280–1. For ordoliberalism as a political theory, see also Thomas Biebricher, “Ordoliberalism as a Variety of Neoliberalism”, in Hien and Joerges, Ordoliberalism, Law, and the Rule of Economics, 103–14; Biebricher, Political Theory of Neoliberalism.
 Bonefeld, “Ordoliberalism and Political Theology”; Biebricher, “Ordoliberalism as a Variety of Neoliberalism”; Biebricher, Political Theory of Neoliberalism; Ralf Ptak, “Neoliberalism in Germany: Revisiting the Ordoliberal Foundations of the Social Market Economy”, in Philip Mirowski and Dieter Plehwe (eds.), The Road from Mont Pelerin: The Making of the Neoliberal Thought Collective (Cambridge, MA: Harvard University Press, 2009), 98–138; Ralf Ptak, “Der Staat im neoliberalen Denken”, in Thomas Biebricher (ed.), Der Staat des Neoliberalismus (Baden-Baden: Nomos, 2016), 31–73.
 Biebricher, “Ordoliberalism as a Variety of Neoliberalism”; Ptak, “Neoliberalism in Germany”.
 Ptak, “Neoliberalism in Germany”, 100–6.
 Ibid., 108–9.
 Ordoliberalism, as a term, only emerged in the 1950s, but I’m here using it to refer to individuals and ideas that were later closely identified with ordoliberalism even when I’m referring to a period prior to the 1950s. It’s anachronistic but hopefully makes for easier reading. See Ptak, “Neoliberalism in Germany”, 108.
 Michel Foucault, The Birth of Biopolitics: Lectures at the Collège de France, 1978–1979, Graham Burchell (tr.) (Basingstoke: Palgrave Macmillan, 2004), 75ff.
 Bonefeld, “Ordoliberalism and Political Theology”, 274.
 Ptak, “Neoliberalism in Germany”; Ptak, “Der Staat im neoliberalen Denken”; Biebricher, “Ordoliberalism as a Variety of Neoliberalism”; Bonefeld, “Ordoliberalism and Political Theology”.
 Wagenknecht, Reichtum ohne Gier, 31.
 ibid., 22–31.
 Biebricher, Political Theory of Neoliberalism.
 Wagenknecht, Freiheit Statt Kapitalismus, 56–7, 61.
 Wagenknecht, Reichtum ohne Gier, 71ff.
 Walter Eucken, Grundsätze der Wirtschaftspolitik (Tübingen: Mohr Siebeck, 2004), 360; Wagenknecht, Freiheit Statt Kapitalismus, 58.
 Alexander Rüstow, Die Religion der Marktwirtschaft (Münster: LIT, 2009), 96, as cited in Wagenknecht, Reichtum ohne Gier, 95.
 Wagenknecht, Freiheit Statt Kapitalismus, 95.
 Wagenknecht, Reichtum ohne Gier, 71ff, 281, 310.
 Wagenknecht, Freiheit Statt Kapitalismus, 52–70.
 Ibid.,, 56.
 Blyth, Austerity; Quinn Slobodian, The Globalists: The end of empire and the birth of neoliberalism (Cambridge, MA: Harvard University Press, 2018).
 Walter Eucken, “Staatliche Strukturwandlung und die Krisis des Kapitalismus”, Weltwirtschaftliches Archiv 36 (1932), 297–321; cf. Janssen, “Muenchhausen-Check”.
 Ptak, “Neoliberalism in Germany”.
 cf. Angela Wigger, “Debunking the Myth of the Ordoliberal Influence on Post-war European Integration”, in Hien and Joerges, Ordoliberalism, Law and the Rule of Economics, 161–178.
 Wagenknecht, Freiheit Statt Kapitalismus, 54.
 cited in Ptak, “Neoliberalism in Germany”, 107.
by Sakiko Kaiga
After the First World War of 1914–18, the League of Nations was established as the first experiment in an international organisation for peace. The League has often been remembered as a product of the yearning for peace, idealistic post-war views and the US President Woodrow Wilson’s leadership. Unlike the organisation’s image associated with idealism, the establishment of the League of Nations marked a shift towards ideological international politics. The beginning of the transition— from the nineteenth-century Concert of European Great Powers to the twentieth-century ideological battle—was already represented by the development of the pro-league of nations movement in Britain during the war.
The pro-league of nations movement was a non-governmental movement which, led by liberal intellectuals, promoted the idea of creating a new peaceful organisation to the public and politicians. Usually categorised as a peace movement, the pro-league movement and its thinkers have tended to be dismissed as utopians who could not understand how politics worked. As it has frequently been portrayed in previous studies, the pro-league of nations movement publicised a purely peaceful ideal and succeeded in obtaining the widespread support of the war-weary public in the later years of the war. However, most of the pro-league activists were neither pacifists nor opposed to the war, and their idea about the league defied the clear-cut categories of International Relations such as utopian or realist. In their theory, a basic premise of the creation of a league was the Allies’ victory. Pro-leaguers supported the on-going war and condemned war in general, which was hardly in conflict with their post-war project. Further, in their war prevention plan, realistic measures such as military sanctions and idealistic expectations on the moral force of public opinion were entwined as complementary ways. Both realistic and idealistic views, without excluding each other, developed their plan for peace which incorporated the collective use of force as a crucial element of the post-war order. Building on such views on future war prevention, the pro-league of nations movement aimed to devise a new system to maintain peace; the movement should therefore be better understood as a movement for international reform, rather than a peace movement. The idea about the league attracted leading statesmen such as British Foreign Secretary Edward Grey and was reflected by the official reports of the Phillimore Committee, the Foreign Office’s official study group on a league, which provided the basis for the discussion on the League of Nations Covenant at the Paris Peace Conference. Influencing decision-making as well as the development of international norms, the pro-league of nations movement played a role in the emergence of the new international order.
In fact, the contribution of the pro-league of nations movement to the new order was made by its unexpected, less straightforward, evolution during the war. The pro-league movement transformed its official idea about the post-war organisation into something unintended, by reflecting not the public’s craving for peace but the reality of people and nations at war. At the outbreak of the war in 1914 when the movement began, the pro-league of nations activists identified international anarchy and the rivalry of alliance blocs as the primary cause of war. They therefore sought to reform international relations by introducing a new international institution inclusive of all the great powers. Yet, by the end of the conflict in 1918, the pro-leaguers came to promote what they had originally opposed: the league as a continuation of the war-time alliance against Germany and its allies into the post-war peace. Behind this profound shift lay a powerful argument to fight until Germany was defeated, and a widely-shared belief that a new international organisation for peace should be formed as a coalition only of ‘democratic’ states. We will see why and how this shift unfolded, by tracing the ideas of the leading members of the pro-league movement, especially those of the Bryce Group, one of the first pro-league circles in Britain, and its successor, the League of Nations Society. It reveals how post-war ideas were elaborated inside the movement and publicly promoted in Britain from 1914 to 1919—a crucial period that framed the power and limitations of the League of Nations.
* * *
In the course of its development, the pro-league of nations movement and its post-war ideas needed to be in tandem with the war. The more popular and influential the pro-league movement became, the less control the original leadership enjoyed over its direction. In 1915, the Bryce Group’s Proposals for the Avoidance of War, the first scheme of an international organisation during the war, provided the springboard for the subsequent debate about a new world order. Inspired by the Proposals, the League of Nations Society campaigned for the foundation of a post-war organisation, but in 1915–16 worked undercover to avoid being denounced as a pacifist movement. Finally in May 1917, the Society held its first public meeting and the idea of a league obtained widespread public support. Thus, the League of Nations Society made great strides in making its case popular and legitimate, yet at the same time began to lose control of the debate about what the league would look like. In popularising their ideas, the pro-leaguers underscored only the establishment of a new organisation without going into details, and lost the nuance and sophistication of their original proposal.
Simplifying the message for mass consumption was both a strength and a limitation. The activists lost control of the league project, by abandoning in-depth discussions about the post-war plan; yet, it also enabled the idea to be interpreted widely and to develop politically, which helped fulfil the ultimate goal of the pro-leaguers—the foundation of a new organisation. By the end of the First World War, its unprecedented scale and casualties compelled governments to justify the fight by a higher cause beyond national defence or interests. For this purpose, the war was framed as an ideological struggle for a peaceful international order, which paradoxically served to intensify the violence and also to legitimise the continuation of the war until victory. Under such circumstances, the only way the idea of a league of nations could become a popular, legitimate, and practical political project in Britain was if it was consistent with the defeat of Germany and its allies. The idea of a league was upheld as a war aim, part of the moral crusade of the western powers against German barbarism. Even though the pro-leaguers hoped for a new peaceful organisation and fought for a higher cause such as ‘a war against war’, in reality they fought for victory over enemy states. Fighting against states entailed seeking military victory as well as political and ideological supremacy, and that required the mobilisation of the public and their hatred of the enemy. The truth that war involved hate and violence was an essential problem that pro-league activists had to acknowledge for their purpose of achieving a new world order.
Indeed, the long, horrible, experience of the First World War neither transformed the public attitude into opposition to war in and of itself nor accelerated the development of the idea about the league of nations. Instead, the war led people to require legitimate and ideological reasons for going to war in the future. Prior to 1914, the reasons for going to war could be varied—conquest, defence, and sometimes honour. Fuelled by jingoism and war’s image as something short, heroic and rewarding, the public was not particularly inclined to consider whether there were ‘righteous’ reasons for waging war. In the case of Britain but also elsewhere, the First World War recast the way in which popular support for mass participation in war would be mobilised, and war for the preservation of peace became the most legitimate cause. The British public supported the creation of an international organisation to prevent war, not simply because of war-weariness or a longing for peace, but because of their recognition that the League would be a democratic alliance of peace-loving nations against German militarism. From the First World War to the Cold War, what constituted the legitimate use of military force was transformed, and the concept of peace itself became the focal point for intensifying ideological antagonism in the international spheres.
* * *
By the establishment of the League of Nations, liberal values such as disarmament and international cooperation took centre stage in the international arena for the first time. Simultaneously, it highlighted the limits of liberal internationalism—a recently challenged and re-examined concept. Although the League of Nations was originally intended as an institution for war prevention and peaceful conflict resolution, it was not designed to prevent all wars but only certain types of war. Collective security that was introduced in the League ultimately hinged upon the use of force, military sanctions, as the last yet valid and indispensable measure for the maintenance of peace. Already in the early years of the war, the possibility of triggering or escalating war by relying on the use of force as a final resort was intensely debated by the pro-league thinkers. They nonetheless ended up envisaging an organisation which they simply anticipated would evolve over time, however imperfect the original form had been. They assumed military sanctions would be replaced in the future by a viable alternative—the force of public opinion—that would underpin a peaceful, stable international society. Founded upon liberal internationalists’ belief about progress, many British pro-leaguers anticipated public opinion would gradually develop and become a strong measure to prevent war. Although educating public opinion would need time and collective force would initially be required, the league would, once international morality was developed, evolve into the organisation that relied upon the force of public opinion. Supposing the threat of collective action would be less and less crucial in the future war prevention mechanism, pro-league thinkers left a question how such a vision of the league could be realised after the war and in the next generations. By looking at the emerging period of liberal internationalism, we can uncover the origin of its fundamental conundrum—the maintenance of world peace critically depends on the use of force—an issue that is still unsolved to this day.
 Henry R. Winkler, The League of Nations Movement in Great Britain 1914-1919 (Rutgers University Press, 1952); George W. Egerton, Great Britain and the Creation of the League of Nations: Strategy, Politics, and International Organization, 1914 -1919 (Scolar Press, 1978); Tony Smith, Why Wilson Matters: The Origin of American Liberal Internationalism and Its Crisis Today (Princeton University Press, 2017); Thomas J. Knock, To End All Wars: Woodrow Wilson and the Quest for a New World Order (Oxford University Press, 1992).
 Keith Robbins, The Abolition of War: the ’Peace Movement’ in Britain, 1914-1919 (University of Wales Press, 1976); Winkler, The League of Nations Movement in Great Britain.
 E. H. Carr, The Twenty Years’ Crisis, 1919-1939: An Introduction to the Study of International Relations (Macmillan, 2001), pp. 97-8.
 For example, Peter J. Yearwood, Guarantee of Peace: the League of Nations in British Policy, 1914-1925 (Oxford University Press, 2009).
 For more details, see Chapter Two in Sakiko Kaiga, Britain and the Intellectual Origins of the League of Nations, 1914-1919 (Cambridge University Press, 2021).
 William Mulligan, The Great War for Peace (Yale University Press, 2014), p. 10; Paul W. Schroeder, Systems, Stability, and Statecraft: Essays on the International History of Modern Europe (Palgrave Macmillan, 2004), pp. 249, 258, 263-4.
 The League of Nations Society’s strategies to garner popular support are discussed in Chapter Three in Kaiga, Britain and the Intellectual Origins of the League of Nations.
 For example in Britain, Philip Kerr, a private secretary of the Prime Minister and a leader of the Round Table, envisaged a league that could strengthen the unity of the British Empire and promote Anglo-American harmony.
 Mulligan, The Great War for Peace, pp. 7-9.
 Ibid., pp. 8-9.
 I. F. Clarke, Voices Prophesying War, 1763-1984 (Oxford University Press, 1966), pp. 131, 162.
 The relationship between two pro-league groups in Britain and the US, the League of Nations Society and the League to Enforce Peace, is examined in Kaiga, Britain and the Intellectual Origins of the League of Nations, Chapter Four. Even though the two groups had a lot in common and worked for the same goal of reforming the global order, they could not establish a constructive collaboration because of the differences in their domestic contexts and in the British and American liberal internationalist traditions. The chapter focuses only on pro-leaguers in Britain and America because ‘[t]he English showed much more interest in an international organization than did advocates elsewhere in Europe, and their ideas must be compared with those in the US’, as Kuehl has pointed out in Warren Kuehl, Seeking World Order: The United States and International Organization to 1920 (Vanderbilt University Press, 1969), p. 236. Further, in France, the discussion about the league was intensified only after American entry into the war in 1917, and the French pro-league work was mostly led by the government, not by private groups as in Britain and the US.
 For example, see ‘Ordering the World? Liberal Internationalism in Theory and Practice’, International Affairs, Vol. 94, Issue 1, (January 2018); ‘Rising Powers and the International Order’, Ethics & International Affairs, Vol. 32, issue 1 (Spring 2018); ‘Out of Order? The Future of the International System’, Foreign Affairs, Vol. 96, Number 1 (January/February 2017); ‘Is Democracy Dying? Global Report’, Foreign Affairs, Vol 97, Number 3 (May/June 2018).
 While the British liberal internationalists expected gradual progress in international society, the American counterparts called for a dramatic and swift change of the world system. Believing in progressive history and radical development after the war, American activists supposed a league should be organised as a single community with law and a police force. For more details, see Kaiga, Britain and the Intellectual Origins of the League of Nations, Chapter Four.